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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Toledo, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 16, 2024 | n/a | yes | Toledo, OH | Current employment |
| AMERITAS ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2021 | Sep 18, 2024 | no | TOLEDO, OH | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Jul 5, 2012 | Nov 1, 2021 | no | TOLEDO, OH|LINCOLN, NE|Lincoln, NE | Previous registration |
| WILCOX FINANCIAL, INC. | n/a | Oct 18, 2006 | Sep 16, 2024 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 18, 2024 | Sep 16, 2024 | -2 | Firm change | Ibd to ibd |
| WILCOX FINANCIAL, INC. | AMERITAS ADVISORY SERVICES | Sep 16, 2024 | Jul 5, 2012 | -4,456 | Firm change after gap | Other |
| AMERITAS ADVISORY SERVICES | AMERITAS ADVISORY SERVICES, LLC | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317245:149018:OH:2024-09-18 | Sep 18, 2024 | Sep 16, 2024 | TOLEDO, OH | Firm change |
| 121555:14869:OH:2024-09-16 | Sep 16, 2024 | Jul 5, 2012 | TOLEDO, OH | Firm change after gap |