DFX Intelligence

D••••• M•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D••••• M•••• B•••••••

Advisor at C•••••••

RALEIGH, NC

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Search this name across graphsid dfx:ria:ad6e6867-8366-497d-2f8b-2dac9b76ef2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••• M•••• B•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 31, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 15, 2015	n/a	yes	RALEIGH, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 4, 2003	Nov 19, 2003	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••••	Nov 19, 2003	Apr 15, 2015	4,165	Firm change after gap	Other
A••••••• C•••••• M••••••••• L••	W•••• F•••• A•••••••	Sep 11, 2003	Sep 4, 2003

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 15, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 4, 2003 to Nov 19, 2003factForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 31, 2001 to Sep 11, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad6e6867-8366-497d-2f8b-2dac9b76ef2f
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.