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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)19 years in industry

CHRISTOPHER RAMESH LAKUMB

Advisor at RIVERNORTH CAPITAL MANAGEMENT, LLC

Vancouver, WA | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:ad70fc50-214d-67cb-17e9-ba502d3b7416

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVERNORTH CAPITAL MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jun 13, 2007
First registration: Feb 23, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5284868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVERNORTH CAPITAL MANAGEMENT, LLC	Asset manager	Oct 22, 2013	n/a	yes	Vancouver, WA\|WEST PALM BEACH, FL	Current employment
EVERBANK WEALTH MANAGEMENT	Former SEC adviser	Oct 5, 2012	Sep 9, 2013	no	SANTA ROSA, CA	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Feb 7, 2012	Nov 5, 2012	no	NORTH BROOK, IL	Previous registration
RIVERNORTH CAPITAL MANAGEMENT, LLC	Asset manager	Jul 6, 2009	Feb 6, 2012	no	CHICAGO, IL	Previous registration
INTEROCEAN WEALTH MANAGEMENT LLC	n/a	Feb 23, 2007	Jun 30, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVERBANK WEALTH MANAGEMENT	RIVERNORTH CAPITAL MANAGEMENT, LLC	Sep 9, 2013	Oct 22, 2013	43	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	EVERBANK WEALTH MANAGEMENT	Nov 5, 2012	Oct 5, 2012	-31	Firm change after gap	Other
RIVERNORTH CAPITAL MANAGEMENT, LLC	INDEPENDENT FINANCIAL PARTNERS	Feb 6, 2012	Feb 7, 2012	1	Firm change	Other
INTEROCEAN WEALTH MANAGEMENT LLC	RIVERNORTH CAPITAL MANAGEMENT, LLC	Jun 30, 2009	Jul 6, 2009	6	Firm change	Other

Relationships

Registered with (4)

→ RIVERNORTH CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 6, 2009 to Feb 6, 2012factForm ADV
→ EVERBANK WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 5, 2012 to Sep 9, 2013factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Feb 7, 2012 to Nov 5, 2012factForm ADV
→ INTEROCEAN WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 23, 2007 to Jun 30, 2009factForm ADV

Dated events

No dated event names this entity yet.