This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 11, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Jun 11, 1993

First registration

Apr 8, 2008

Dual registered

yes, broker-dealer

IAPD individual key

2346736

• Occurred

  May 6, 2026
  Advisor changed firm

  John Walter Gallagher left Commonwealth Financial Network for Cetera Investment Advisers Llc (registered 2026-05-04)

  Form ADVobserved 4 days ago
• Occurred

  Nov 1, 2023
  Advisor changed firm

  John Walter Gallagher left Lincoln Investment for Capital Analysts (registered 2017-01-04)

  Form ADVobserved 4 days ago
• Occurred

  Nov 1, 2023
  Advisor changed firm

  John Walter Gallagher left Capital Analysts for Commonwealth Financial Network (registered 2023-11-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ad70fec3-c08e-87fd-bdae-6efba42f91c7

First observed

Apr 8, 2008

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.