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RIA / WealthAdvisorCertified Financial Planner26 years in industry

DAVID MAWHINNEY

Advisor at FACET

Orem, UT | OREM, UT | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:ad78c3eb-2ff7-7098-cd50-c50d512d66c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 31, 2018
First registration: Aug 28, 2018
Dual registered: no
Other names: David MaWhinney|David Carlile MaWhinney
IAPD individual key: 6907811

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Jul 30, 2026	n/a	yes	Orem, UT\|WEST PALM BEACH, FL	Current employment
STREAM FINANCIAL ADVICE, LLC	State registered	Nov 8, 2023	n/a	yes	OREM, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 31, 2023	Jul 6, 2023	no	SALT LAKE CITY, UT	Previous registration
PETERSON WEALTH ADVISORS, LLC	Independent wealth	Jun 9, 2021	Nov 18, 2021	no	OREM, UT	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Aug 28, 2018	May 13, 2021	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STREAM FINANCIAL ADVICE, LLC	Jul 6, 2023	Nov 8, 2023	125	Firm change	Ibd to state RIA
PETERSON WEALTH ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 18, 2021	Mar 31, 2023	498	Firm change after gap	RIA to ibd
VANGUARD ADVISERS, INC.	PETERSON WEALTH ADVISORS, LLC	May 13, 2021	Jun 9, 2021	27	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ FACETRegistered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ STREAM FINANCIAL ADVICE, LLCRegistered adviserregistration: current employment
Nov 8, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2023 to Jul 6, 2023factForm ADV
→ PETERSON WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Nov 18, 2021factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Aug 28, 2018 to May 13, 2021factForm ADV

Dated events

Occurred
Jul 6, 2023
Advisor changed firm
David Mawhinney left Fidelity Personal And Workplace Advisors for Stream Financial Advice, Llc (registered 2023-11-08)
Form ADVobserved 6 days ago