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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

JEFFREY SCOTT BEASLEY

Advisor at CETERA INVESTMENT ADVISERS LLC

SCHAUMBURG, IL | POWELL, OH

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Search this name across graphsid dfx:ria:ad8d8443-ec83-3364-3e45-68c99c60a8c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 19, 2004
First registration: Aug 26, 2008
Dual registered: yes, broker-dealer
Other names: Jeffrey S Beasley|Jeffrey Beasley|J Scott Beasley|Scott Beasley
IAPD individual key: 4777811

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	POWELL, OH\|SCHAUMBURG, IL	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 1, 2023	Sep 5, 2025	no	DALLAS, TX\|Powell, OH	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Aug 11, 2020	Nov 22, 2023	no	TAMPA, FL\|Powell, OH	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Apr 25, 2012	Aug 10, 2020	no	COLUMBUS, OH\|CANTON, OH\|COLUMBUS, OH\|HILLIARD, OH\|Cleveland, OH\|INDIANAPOLIS, IN\|Columbus, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Apr 24, 2012	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|HILLIARD, OH\|COLUMBUS, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Aug 26, 2008	Nov 13, 2009	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|CANTON, OH\|HILLIARD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	AVANTAX ADVISORY SERVICES	Nov 22, 2023	Nov 1, 2023	-21	Firm change	Ibd to ibd
KEY INVESTMENT SERVICES LLC	INDEPENDENT FINANCIAL PARTNERS	Aug 10, 2020	Aug 11, 2020	1	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	KEY INVESTMENT SERVICES LLC	Apr 24, 2012	Apr 25, 2012	1	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:104556:OH:2023-11-22	Nov 22, 2023	Nov 1, 2023	POWELL, OH	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 1, 2023 to Sep 5, 2025factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Aug 11, 2020 to Nov 22, 2023factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 25, 2012 to Aug 10, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Apr 24, 2012factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 26, 2008 to Nov 13, 2009factForm ADV

Dated events

Occurred
Nov 22, 2023
Advisor changed firm
Jeffrey Scott Beasley left Independent Financial Partners for Avantax Advisory Services (registered 2023-11-01)
Form ADVobserved 6 days ago