DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Scott Beasley

Cetera Investment Advisers LLCBD affiliatedSchaumburg, Il dual registrantIAPD 4777811

Feed of 09/14/2026

Also filed as Jeffrey S Beasley

At current firm

1 y

since Sep 5, 2025

In the industry

22 y

since Aug 19, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Sep 5, 2025 · Powell, Oh
Avantax Advisory Services former
Nov 1, 2023 to Sep 5, 2025 · Dallas, Tx
Independent Financial Partners BD affiliated
Aug 11, 2020 to Nov 22, 2023 · Tampa, Fl
Key Investment Services LLC BD affiliated
Apr 25, 2012 to Aug 10, 2020 · Columbus, Oh
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Apr 24, 2012 · Columbus, Oh
Natcity Investments, Inc. unclassified
Aug 26, 2008 to Nov 13, 2009 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
Independent Financial Partners to Avantax Advisory Services
left Nov 22, 2023, registered Nov 1, 2023 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
Key Investment Services LLC to Independent Financial Partners
left Aug 10, 2020, registered Aug 11, 2020 (1 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Key Investment Services LLC
left Apr 24, 2012, registered Apr 25, 2012 (1 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

Jeffrey Scott Beasley left Independent Financial Partners for Avantax Advisory Services (registered 2023-11-01)
Nov 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address