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RIA / WealthAdvisorCertified Financial Planner21 years in industry

SEAN LUNNY

Advisor at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:ad8ef1e4-a313-e487-fa31-ec8c521e3231

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STOKER OSTLER, A PART OF BMO FINANCIAL GROUP
Current firm class: bank affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 2, 2005
First registration: Jul 29, 2009
Dual registered: no
Other names: SEAN LUNNY|SEAN MICHAEL LUNNY
IAPD individual key: 4983316

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	Bank affiliated wealth	Jun 16, 2016	n/a	yes	SCOTTSDALE, AZ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 28, 2009	Oct 17, 2011	no	SCOTTSDALE, AZ	Previous registration
WEALTHPLAN ADVISORS, LLC	Former SEC adviser	Jul 29, 2009	Jul 3, 2013	no	SCOTTSDALE, AZ	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 29, 2009	Oct 14, 2009	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHPLAN ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 3, 2013	Sep 28, 2009	-1,374	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	STOKER OSTLER, A PART OF BMO FINANCIAL GROUP	Oct 17, 2011	Jun 16, 2016	1,704	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	WEALTHPLAN ADVISORS, LLC	Oct 14, 2009	Jul 29, 2009	-77	Firm change after gap	Other

Relationships

Registered with (4)

→ STOKER OSTLER, A PART OF BMO FINANCIAL GROUPRegistered adviserregistration: current employment
Jun 16, 2016 to presentfactForm ADV
→ WEALTHPLAN ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 29, 2009 to Jul 3, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 28, 2009 to Oct 17, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 29, 2009 to Oct 14, 2009factForm ADV

Dated events

No dated event names this entity yet.