DFX Intelligence

S••••• O•••••• A• P••• O• B•• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbank affiliated wealth managerSEC registeredRAUM 1b 10b

S••••• O•••••• A• P••• O• B•• F•••••••• G••••

S••••• O••••• WEALTH ADVISORS, INC., CRD 111320

S••••SDALE, AZ

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Search this name across graphsid dfx:ria:cc182c4d-5390-92b8-2358-c240cf0ac1a5

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 71
Dated events: 17
On other graphs: 1
Observed: Feb 2, 2012 to Jul 16, 2026
84 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• O•••••• a• P••• o• B•• F•••••••• G••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: bank affiliated wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $3.7B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $3.7Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $262Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C•••• H••••	Certified Financial Planner\|Chartered Financial Analyst	SALT LAKE CITY, UT	25	31	n/a	no
M••••••• L•• D•••••	Certified Financial Planner	S••••SDALE, AZ	24	28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••	Other Private Fund	$0	Aug 4, 2016	1	Mar 30, 2012	dropped	n/a
S•••	Other Private Fund	$0	Aug 4, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• F•••••••• C•••	SOLE OWNER	E	yes	09/2009	Jul 16, 2026	Jul 16, 2026
C••••••••• C••••••• M•	BOARD MEMBER	Na	yes	12/2016	Jul 16, 2026	Jul 16, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• F••••• O•••••• L••	n/a	B•••_AFFILIATED_WEALTH	$10.0B	N	yes	n/a
B•• A•••• M••••••••• C••••	n/a	Other adviser	$6.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SALT LAKE CITY	Ut	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	7.1%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$3.1B	18.4%	$2.2B	19.2%	30	27	1	1

Relationships

Affiliated with (11)

← B•• N•••••• B•••• S••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ B•• A•••• M••••••••• C••••Registered adviserother investment adviser, common control
factForm ADV
→ B•• F••••• O•••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ B•• D••••• I••••• I•••Registered adviserother investment adviser, common control

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 16, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Jul 16, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Jul 16, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc182c4d-5390-92b8-2358-c240cf0ac1a5
First observed: Feb 2, 2012
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Advises (27)

→ S•••Private fundOther Private Fund, IA, no longer reported
Apr 1, 2013 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Apr 2, 2013 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2016 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Apr 1, 2013 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Apr 1, 2013 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Apr 2, 2013 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV
→ S•••Private fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Aug 4, 2016factForm ADV