DFX Intelligence

C• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C• P••••••• L••

CRD 121742

FORT WORTH, TX

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Search this name across graphsid dfx:ria:ad929069-3835-7a56-a8b6-f72d35edf3f7

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 1
Observed: Dec 16, 2011 to Mar 28, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C• P••••••• L••

Venture manager · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $98.7M••• Locked
Discretionary RAUM: $84.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• F•••• L•	Venture Capital Fund	$26.9M	Mar 30, 2026	20	Feb 2, 2012	reported	n/a
C• P••••••• O••••••• F••• S••	Hedge Fund	$10.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C• P••••••• H•••••• C•••••• L••	SOLE MEMBER	E	yes	01/2004	Dec 16, 2011	Mar 28, 2018
K••••••• S••••• M••••••••	SOLE AND MANAGING MEMBER, CHIEF INVESTMENT OFFICER	E	yes	01/2007	Dec 16, 2011	Mar 28, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• P••••••• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 28, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$98.7M	$95.4M	3.5%	$104M	-1.9%	3	3	0	n/a

Relationships

Advises (6)

→ C•• G••• I••••••••• L••Private fundVenture Capital Fund, ERA
Feb 2, 2012 to presentfactForm ADV
→ C•• F•••• L•Private fundVenture Capital Fund, ERA
Feb 2, 2012 to presentfactForm ADV
→ C•• I••••••••• F•••• L•Private fundHedge Fund, IA, no longer reported
Feb 2, 2012 to Mar 30, 2016factForm ADV
→ C•• M••••••••• F••• L•••

Dated events

Occurred
Dec 19, 2018
Ria registration change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad929069-3835-7a56-a8b6-f72d35edf3f7
First observed: Dec 16, 2011
Last observed: Mar 28, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.