DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C• P••••••• L••
Latest filing Mar 28, 2018
First filing on the tape Dec 16, 2011 · 12 filings
RAUM
$98.7M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$31.2M gross assets
History
12 filings and snapshots on the tape
RAUM$98.7M as of Mar 28, 2018
Mar 28, 2012$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2018
Mar 28, 20120 then
Employees (5.A)3 as of Mar 28, 2018
Mar 28, 20133 then
Private funds2 as of Mar 28, 2018
Mar 28, 20126 then
RAUM +3.5% over the last fiscal year-1.9% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
- RAUM per advisor
- $98.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $31.2M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$54.0M55%
- Pooled investment vehicles$30.1M30%
- Charitable organizations$14.6M15%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.2M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• F•••• L• | Venture Capital Fund | $26.9M | 20 | Feb 2, 2012 |
| C• P••••••• O••••••• F••• S••no longer reported | Hedge Fund | $10.9M | 11 | Feb 2, 2012 |
| C•• I••••••••• F•••• L•no longer reported | Hedge Fund | $6.3M | 10 | Feb 2, 2012 |
| C•• M••••••••• F••• L•••no longer reported | Hedge Fund | $2.5M | 6 | Feb 2, 2012 |
| C•• S•••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $816,712 | 50 | Feb 2, 2012 |
| C•• G••• I••••••••• L•• | Venture Capital Fund | $706,969 | 3 | Feb 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- W••••• S•••••••• W••••• · Chief Compliance Officercontrolsince 12/2011 · owns less than 5%
- K••••••• S••••• M•••••••• · Sole And Managing Member, Chief Investment Officercontrolsince 01/2007 · owns 75% or more of Ca Partners Holdings Company LLC
Entity owners
- C• P••••••• H•••••• C•••••• L•• · Sole Memberdirect · owns 75% or more
- C• H••••••• L•• · Managerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• P••••••• L•investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · unset to 2.0Mar 29, 2017 to Mar 28, 2018
- Assets in custody · $31.0M to $31.2MMar 29, 2017 to Mar 28, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 28, 2018
- Discretionary RAUM · $84.4M to $84.0MMar 29, 2017 to Mar 28, 2018
- Non-discretionary RAUM · $11.0M to $14.6MMar 29, 2017 to Mar 28, 2018
- Pooled vehicle RAUM · unset to 30082752.0Mar 29, 2017 to Mar 28, 2018
- RAUM · $95.4M to $98.7MMar 29, 2017 to Mar 28, 2018
- Accounts · 6 to 4Mar 30, 2016 to Mar 29, 2017
- Assets in custody · $33.2M to $31.0MMar 30, 2016 to Mar 29, 2017
- Private funds · 4 to 2Mar 30, 2016 to Mar 29, 2017
- Discretionary RAUM · $80.3M to $84.4MMar 30, 2016 to Mar 29, 2017
- Non-discretionary RAUM · $11.4M to $11.0MMar 30, 2016 to Mar 29, 2017
- RAUM · $91.7M to $95.4MMar 30, 2016 to Mar 29, 2017
- Accounts · 5 to 6Mar 31, 2015 to Mar 30, 2016
- Assets in custody · $41.4M to $33.2MMar 31, 2015 to Mar 30, 2016
- Discretionary RAUM · $88.3M to $80.3MMar 31, 2015 to Mar 30, 2016
- Non-discretionary RAUM · $12.1M to $11.4MMar 31, 2015 to Mar 30, 2016
- RAUM · $100M to $91.7MMar 31, 2015 to Mar 30, 2016
- Assets in custody · $59.2M to $41.4MMar 26, 2015 to Mar 31, 2015
- Discretionary RAUM · $92.3M to $88.3MMar 26, 2015 to Mar 31, 2015
- RAUM · $104M to $100MMar 26, 2015 to Mar 31, 2015
- Accounts · 8 to 5Jul 10, 2014 to Mar 26, 2015
- Private funds · 6 to 4Jul 10, 2014 to Mar 26, 2015
- Discretionary RAUM · $92.3M to $92.3MJul 10, 2014 to Mar 26, 2015
- Non-discretionary RAUM · $12.0M to $12.1MJul 10, 2014 to Mar 26, 2015
- RAUM · $104M to $104MJul 10, 2014 to Mar 26, 2015
- Discretionary RAUM · $92.5M to $92.3MMar 31, 2014 to Jul 10, 2014
- RAUM · $105M to $104MMar 31, 2014 to Jul 10, 2014
- Assets in custody · $67.8M to $59.2MMar 28, 2013 to Mar 31, 2014
- Discretionary RAUM · $110M to $92.5MMar 28, 2013 to Mar 31, 2014
- Non-discretionary RAUM · $11.8M to $12.0MMar 28, 2013 to Mar 31, 2014
- RAUM · $121M to $105MMar 28, 2013 to Mar 31, 2014
- Related adviser · false to trueMar 28, 2013 to Mar 31, 2014
- Accounts · 7 to 8Mar 28, 2012 to Mar 28, 2013
- Advisory employees · unset to 1.0Mar 28, 2012 to Mar 28, 2013
- Assets in custody · $71.2M to $67.8MMar 28, 2012 to Mar 28, 2013
- Employees · unset to 3.0Mar 28, 2012 to Mar 28, 2013
- State-registered IARs · 0 to 1Mar 28, 2012 to Mar 28, 2013
- Discretionary RAUM · $110M to $110MMar 28, 2012 to Mar 28, 2013
- Non-discretionary RAUM · $0 to $11.8MMar 28, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- C• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- CAPARTNERSFUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026