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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

ROSS STERLING WOLFF

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:ad99facd-526e-c2ef-a9ea-9e7a689b20a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 25, 2015
First registration: Sep 30, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6209027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 15, 2018	n/a	yes	ST. LOUIS, MO	Current employment
SEVERIN INVESTMENTS LLC	Independent wealth	Apr 20, 2018	Jun 28, 2018	no	ST. LOUIS, MO	Previous registration
WADDELL & REED	Former SEC adviser	Jan 6, 2017	Apr 19, 2018	no	EDMOND, OK	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 30, 2015	Oct 10, 2016	no	CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEVERIN INVESTMENTS LLC	WELLS FARGO ADVISORS	Jun 28, 2018	Nov 15, 2018	140	Firm change	RIA to wirehouse
WADDELL & REED	SEVERIN INVESTMENTS LLC	Apr 19, 2018	Apr 20, 2018	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WADDELL & REED	Oct 10, 2016	Jan 6, 2017	88	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 15, 2018 to presentfactForm ADV
→ SEVERIN INVESTMENTS LLCRegistered adviserregistration: previous registration
Apr 20, 2018 to Jun 28, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 6, 2017 to Apr 19, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 30, 2015 to Oct 10, 2016factForm ADV

Dated events

No dated event names this entity yet.