DFX Intelligence

I•• P••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

I•• P••••• G•••••

Advisor at L•• F•••••••• L••

HUGHESTOWN, PA | MOSCOW, PA

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Search this name across graphsid dfx:ria:ad9cb3b8-9c43-faba-2fe8-ba557133d4a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 10, 2018	n/a	yes	HUGHESTOWN, PA\|MOSCOW, PA	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Sep 30, 2010	May 14, 2018	no	DURYEA, PA\|LANGHORNE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	L•• F•••••••• L••	May 14, 2018	May 10, 2018	-4	Firm change	Ibd to RIA
L•• F•••••••• L••	F•• S••••••••• C•••••••••	Oct 25, 2010	Sep 30, 2010

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2008 to Oct 25, 2010factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Sep 30, 2010 to May 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad9cb3b8-9c43-faba-2fe8-ba557133d4a6
First observed: Jul 31, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.