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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DANIEL GEORGE MEDINA

Advisor at J.P. MORGAN SECURITIES LLC

WESTMINSTER, CO

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Search this name across graphsid dfx:ria:ad9cf67c-3291-1b53-c2a8-4f9d38a3e5ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 6, 2014
First registration: Aug 28, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 3208708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 9, 2014	n/a	yes	WESTMINSTER, CO	Current employment
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Mar 2, 2010	Dec 31, 2011	no	OVERLAND PARK, KS\|ENGLEWOOD, CO\|KANSAS CITY, MO\|OVERLAND PARK, KS	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 19, 2009	Nov 20, 2009	no	ENGLEWOOD, CO	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Aug 28, 2007	Nov 4, 2008	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN INSTITUTIONAL INVESTMENTS	J.P. MORGAN SECURITIES LLC	Dec 31, 2011	Jun 9, 2014	891	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Nov 20, 2009	Mar 2, 2010	102	Firm change	Other
GUGGENHEIM INVESTMENTS	CHASE INVESTMENT SERVICES CORP.	Nov 4, 2008	Oct 19, 2009	349	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 9, 2014 to presentfactForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Mar 2, 2010 to Dec 31, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 19, 2009 to Nov 20, 2009factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Aug 28, 2007 to Nov 4, 2008factForm ADV

Dated events

No dated event names this entity yet.