DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

PAUL BENDUS SHOCKLEY

Advisor at INTEGRITY ALLIANCE, LLC

Parker, CO | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adaac9c4-7fca-fbde-57af-f482b89d2f92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 11, 1999
First registration: Feb 11, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1855682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Parker, CO\|AUSTIN, TX	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Sep 10, 2021	Nov 3, 2025	no	Denver, CO\|AUSTIN, TX	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 26, 2017	Oct 2, 2019	no	GREENWOOD VILLAGE, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 1, 2016	Nov 9, 2016	no	LAKEWOOD, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 28, 2013	Sep 24, 2014	no	DENVER, CO\|LAKEWOOD, CO\|LAKEWOOD, CO	Previous registration
SHOCKLEY FINANCIAL CORP.	n/a	Feb 11, 1999	Jun 29, 2011	no	AURORA, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
PARK AVENUE SECURITIES LLC	LION STREET ADVISORS, LLC	Oct 2, 2019	Sep 10, 2021	709	Firm change after gap	Ibd to ibd
EQUITABLE ADVISORS, LLC	PARK AVENUE SECURITIES LLC	Nov 9, 2016	Jan 26, 2017	78	Firm change	Other
SHOCKLEY FINANCIAL CORP.	EQUITABLE ADVISORS, LLC	Jun 29, 2011	Mar 28, 2013	638	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:46173:CO:2016-10-31	Nov 9, 2016	Jan 26, 2017	LAKEWOOD, CO	Firm change

Relationships

Registered with (5)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 10, 2021 to Nov 3, 2025factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 26, 2017 to Oct 2, 2019factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 1, 2016 to Nov 9, 2016factForm ADV
→ SHOCKLEY FINANCIAL CORP.Registered adviserregistration: previous registration
Feb 11, 1999 to Jun 29, 2011factForm ADV

Dated events

No dated event names this entity yet.