DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
PULASKI, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 20, 2025 | n/a | yes | PULASKI, TN | Current employment |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Jun 1, 2023 | Feb 20, 2025 | no | Pulaski, TN|Pulaski, TN|Birmingham, AL|BIRMINGHAM, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• F•••••••• G•••• A••••••• | C••••• I••••••••• A••••••• L•• | Feb 20, 2025 | Feb 20, 2025 | 0 | Bulk transfer | Ibd to ibd |
| T••••• A••••••• S•••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | May 31, 2023 | Jun 1, 2023 |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 12, 2016 | May 31, 2023 | no | LAWRENCEBURG, TN|SAVANNAH, TN|PULASKI, TN|FLORENCE, AL|FLORENCE, AL|FLORENCE, AL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Mar 4, 2016 | Dec 31, 2016 | no | PULASKI, TN|SAVANNAH, TN|LAWRENCEBURG, TN|FLORENCE, AL|FLORENCE, AL|FLORENCE, AL|BRENTWOOD, TN|BRENTWOOD, TN | Previous registration |
| P•• M•••••• A•••••• S••••••••• I••• | Former SEC adviser | Jul 20, 2015 | Mar 1, 2016 | no | MUSCLE SHOALS, AL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 10, 2014 | Nov 6, 2014 | no | ELKMONT, AL|ATHENS, AL | Previous registration |
| 1 |
| Firm change |
| Ibd to ibd |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 12, 2016 | -110 | Bulk transfer | Other |
| P•• M•••••• A•••••• S••••••••• I••• | S••••••• I••••••••• S•••••••• I••• | Mar 1, 2016 | Mar 4, 2016 | 3 | Firm change | Other |
| L•• F•••••••• L•• | P•• M•••••• A•••••• S••••••••• I••• | Nov 6, 2014 | Jul 20, 2015 | 256 | Firm change | Other |