DFX Intelligence

S••••••• C• M•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••• C• M•••••• L•

CRD 339218

DALLAS, TX

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Search this name across graphsid dfx:ria:adb47214-35d1-52b5-8838-0adafa72857a

Data as of Aug 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 2
Observed: Apr 7, 2026 to Aug 21, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• C• M•••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

S••••••• C• M•••••• L•

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $139M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• S••••• L••• T•••••• I••	Private Equity Fund	$68.9M	Aug 21, 2026	0	Aug 21, 2026	reported	021-574056
S••••••• S••••• L••• T•••••• V•	Private Equity Fund	$41.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• S•••••• M••••• W•••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2026	Aug 21, 2026	Aug 21, 2026
E••• R••• L••	LIMITED PARTNER	C	yes	03/2026	Aug 21, 2026	Aug 21, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$0	$0	5	1	0	3	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$139M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Advises (4)

→ S••••••• S••••• L••• T•••••• I••Private fundPrivate Equity Fund, IA
Aug 21, 2026 to presentfactForm ADV
→ S••••••• S••••• L••• T•••••• I•Private fundPrivate Equity Fund, IA
Aug 21, 2026 to presentfactForm ADV
→ S••••••• S••••• L••• T•••••• V•Private fundPrivate Equity Fund, IA
Aug 21, 2026 to presentfactForm ADV
→ S••••••• S••••• L••• T•••••• I•

Dated events

Occurred
Aug 21, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$18.5M
Occurred
Aug 21, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$10.4M
Occurred
Aug 21, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$41.3M
Occurred
Aug 21, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adb47214-35d1-52b5-8838-0adafa72857a
First observed: Apr 7, 2026
Last observed: Aug 21, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.