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S••••••• C• M•••••• L•

ASSET M••••••SEC-registered4 private funds· Dallas, Texas

ASSET M••••••, based in Dallas, Texas, reporting $139M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$139M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 339218 · SEC 801-135943 · 2 filingsShow
CRD 339218SEC 801-135943First filing on the tape Apr 7, 2026, latest Aug 21, 2026SEC status approved since Apr 23, 2026IAPD
RAUM
$139M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$139M as of Aug 21, 2026
Apr 7, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Apr 7, 20260 then
Employees (5.A)5 as of Aug 21, 2026
Apr 7, 20265 then
Private funds4 as of Aug 21, 2026
Apr 7, 20263 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$34.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$139M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$139M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$139M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S••••••• S••••• L••• T•••••• I••Private Equity Fund$68.9M0Aug 21, 2026
      S••••••• S••••• L••• T•••••• V•Private Equity Fund$41.3M1Aug 21, 2026
      S••••••• S••••• L••• T•••••• I•Private Equity Fund$18.5M2Aug 21, 2026
      S••••••• S••••• L••• T•••••• I•Private Equity Fund$10.4M1Aug 21, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• S•••••• M••••• W••••• · Chief Compliance Officercontrol
        since 03/2026 · owns less than 5%
      Entity owners
      • E••• R••• L•• · Limited Partner
        direct · owns 25% to 50%
      • S••••••• C• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 4
        Apr 7, 2026 to Aug 21, 2026
      • Pooled vehicle clients · unset to 4.0
        Apr 7, 2026 to Aug 21, 2026
      • Assets in custody · $0 to $139M
        Apr 7, 2026 to Aug 21, 2026
      • Private funds · 3 to 4
        Apr 7, 2026 to Aug 21, 2026
      • Discretionary RAUM · $0 to $139M
        Apr 7, 2026 to Aug 21, 2026
      • Pooled vehicle RAUM · unset to 138924599.0
        Apr 7, 2026 to Aug 21, 2026
      • RAUM · $0 to $139M
        Apr 7, 2026 to Aug 21, 2026
      Signals
      4 dated events
      • ••• Locked
        Aug 21, 2026 · private fund first reported · fact
      • ••• Locked
        Aug 21, 2026 · private fund first reported · fact
      • ••• Locked
        Aug 21, 2026 · private fund first reported · fact
      • ••• Locked
        Aug 21, 2026 · private fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      ASSET M••••••deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026