DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

PROSPER JOHNIKIN

Advisor at LPL ENTERPRISE, LLC

Laurel, MS | BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adbba8a7-d3f3-cc2d-8fa5-c743cb3bd222

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S65
First exam: Jun 21, 2019
First registration: Aug 5, 2019
Dual registered: yes, broker-dealer
Other names: PROSPER JOHNIKIN|DORENUS ORLANDO JOHNIKIN|DORENUS ORLANDO JOHNIKIN
IAPD individual key: 5599183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Apr 3, 2026	n/a	yes	BATON ROUGE, LA\|Laurel, MS	Current employment
RWM CAPITAL, LLC	Independent wealth	Oct 12, 2023	Nov 28, 2023	no	SUGAR LAND, TX\|Biloxi, MS	Previous registration
PERSEA CAPITAL MANAGEMENT	n/a	Aug 5, 2019	Mar 31, 2022	no	Detroit, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RWM CAPITAL, LLC	LPL ENTERPRISE, LLC	Nov 28, 2023	Apr 3, 2026	857	Firm change after gap	RIA to ibd
PERSEA CAPITAL MANAGEMENT	RWM CAPITAL, LLC	Mar 31, 2022	Oct 12, 2023	560	Firm change after gap	Other

Relationships

Registered with (3)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ RWM CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 12, 2023 to Nov 28, 2023factForm ADV
→ PERSEA CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 5, 2019 to Mar 31, 2022factForm ADV

Dated events

Occurred
Nov 28, 2023
Advisor changed firm
Prosper Johnikin left Rwm Capital, Llc for Lpl Enterprise, Llc (registered 2026-04-03)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Prosper Johnikin left Persea Capital Management for Rwm Capital, Llc (registered 2023-10-12)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adbba8a7-d3f3-cc2d-8fa5-c743cb3bd222
First observed: Aug 5, 2019
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROSPER JOHNIKIN

Advisor at LPL ENTERPRISE, LLC

Laurel, MS | BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adbba8a7-d3f3-cc2d-8fa5-c743cb3bd222

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL ENTERPRISE, LLC

Bd affiliated wealth

Apr 3, 2026

n/a

yes

BATON ROUGE, LA|Laurel, MS

Current employment

RWM CAPITAL, LLC

Independent wealth

Oct 12, 2023

Nov 28, 2023

SUGAR LAND, TX|Biloxi, MS

Previous registration

PERSEA CAPITAL MANAGEMENT

n/a

Aug 5, 2019

Mar 31, 2022

Detroit, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RWM CAPITAL, LLC

LPL ENTERPRISE, LLC

Nov 28, 2023

Apr 3, 2026

857

Firm change after gap

RIA to ibd

PERSEA CAPITAL MANAGEMENT

RWM CAPITAL, LLC

Mar 31, 2022

Oct 12, 2023

560

Firm change after gap

Other