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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RWM CAPITAL, LLC

CRD 310635

SUGAR LAND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a85c1807-cc54-b40f-4c66-4f71141fca5f

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 18
On other graphs: 0
Observed: Aug 21, 2020 to Aug 7, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $222MItem 5.F on the latest filing (2026-08-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $222M
Private client RAUM: $218MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor: $17.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 63
Advisory employees: 21
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 2,731
Individual clients: 1,245
High net worth clients: 192
SEC number: 801-119513
CRD: 310635
Filings on the tape: 28
First filed: Aug 21, 2020
Latest filed: Aug 7, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Zhaoxia Lin	n/a	SUGAR LAND, TX	3	14	n/a	no
Paul Edward Roberts	n/a	SUGAR LAND, TX	3	12	1	no
CARTER ALLAN LEWIS	n/a	SUGAR LAND, TX \| Biloxi, MS	3	11	1	no
Michael L Thompson	n/a	SUGAR LAND, TX	3	21	6	no
Thomas Nolan Terrell Moore	n/a	SUGAR LAND, TX	2	23	1	no
ARMIR ZENELI	n/a	SUGAR LAND, TX \| The Woodlands, TX	2	10	n/a	no
MICHAEL MARKIEWICZ	n/a	Noblesville, IN \| SUGAR LAND, TX	2	13	3	no
Victor Morales Blandon	n/a	Katy, TX \| SUGAR LAND, TX	1	12	n/a	no
ALAN GREGORY BRADLEY	Certified Financial Planner	SUGAR LAND, TX \| Daphne, AL	1	20	3	no
Richard Donald Peek	n/a	Pensacola, FL \| SUGAR LAND, TX	1	11	n/a	no
BRENNAN KIM	n/a	SUGAR LAND, TX \| DAPHNE, AL \| MANDEVILLE, LA \| MOBILE, AL \| BILOXI, MS	0	14	1	no
Robert Jeffrey Kirby	n/a	BILOXI, MS \| SUGAR LAND, TX	0	38	n/a	no
Jordan D. Thomas	n/a	SUGAR LAND, TX \| BILOXI, MS	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PALMER, LIZA MAE	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Apr 19, 2023	Mar 26, 2024
Roberts, Paul, Edward	MANAGING MEMBER	E	yes	03/2023	Apr 19, 2023	Mar 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Biloxi	Ms	United States	17	no
Mobile	Al	United States	3	no
Daphne	Al	United States	1	no
Pensacola	FL	United States	1	no
Katy	TX	United States	1	no
THE WOODLANDS	TX	United States	1	no
THE WOODLANDS	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$222M	$222M	63	21	7	n/a	n/a
2024	Apr 11, 2025	$161M	$161M	50	13	7	n/a	n/a
2023	Mar 22, 2024	$108M	$108M	27	12	7	n/a	n/a
2022	Mar 30, 2023	$107M	$107M	11	4	2	n/a	n/a
2021	Mar 30, 2022	$165M	$165M	9	4	2	n/a	n/a
2020	Jan 15, 2021	$118M	$118M	9	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	30.8%	0	0	0	6	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$222M	$161M	37.8%	$107M	27.6%	63	50	7	7

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
IMPACT PARTNERSHIP WEALTH, LLC	3	Dec 4, 2025	Jan 6, 2026	SUGAR LAND, TX	Team lift out	RIA to RIA	20.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOUNDATIONS INVESTMENT ADVISORS LLC	2	Oct 30, 2024	Oct 4, 2023	MOBILE, AL	Team lift out	RIA to RIA	1.0%
FOUNDATIONS INVESTMENT ADVISORS LLC	2	Oct 30, 2024	Oct 6, 2023	PENSACOLA, FL	Team lift out	RIA to RIA	1.0%

Relationships

Registered with (25)

← Jordan D. ThomasAdvisorregistration: current employment
Aug 15, 2026 to presentfactForm ADV
← Robert Jeffrey KirbyAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← BRENNAN KIMAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Richard Donald PeekAdvisorregistration: current employment
Aug 25, 2025 to presentfactForm ADV
← ALAN GREGORY BRADLEYAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← Victor Morales BlandonAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL MARKIEWICZAdvisorregistration: current employment
Mar 26, 2024 to presentfactForm ADV
← ARMIR ZENELIAdvisorregistration: current employment
Nov 9, 2023 to presentfactForm ADV
← Thomas Nolan Terrell MooreAdvisorregistration: current employment
Oct 6, 2023 to presentfactForm ADV
← Michael L ThompsonAdvisorregistration: current employment
May 16, 2023 to presentfactForm ADV
← CARTER ALLAN LEWISAdvisorregistration: current employment
May 3, 2023 to presentfactForm ADV
← Paul Edward RobertsAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← Zhaoxia LinAdvisorregistration: current employment
Apr 26, 2023 to presentfactForm ADV
← KAREN AMES GARNERAdvisorregistration: previous registration
Oct 4, 2023 to Dec 4, 2025factForm ADV
← MARIA FERNANDA WOJCIECHOWSKIAdvisorregistration: previous registration
Aug 15, 2023 to Dec 4, 2025factForm ADV
← Weston Rush LindemannAdvisorregistration: previous registration
Jun 14, 2023 to Dec 4, 2025factForm ADV
← Scott Francis DavisAdvisorregistration: previous registration
May 30, 2025 to Dec 4, 2025factForm ADV
← Cory Hunter EasterlingAdvisorregistration: previous registration
Jul 30, 2025 to Sep 11, 2025factForm ADV
← WILLIAM ROGER RASSMANAdvisorregistration: previous registration
Apr 26, 2023 to Jan 15, 2025factForm ADV
← PROSPER JOHNIKINAdvisorregistration: previous registration
Oct 12, 2023 to Nov 28, 2023factForm ADV
← Patrick ChevalierAdvisorregistration: previous registration
Oct 4, 2021 to Feb 3, 2023factForm ADV
← Antonio Felipe CastilloAdvisorregistration: previous registration
Mar 1, 2022 to Feb 3, 2023factForm ADV
← Abrin Angelus BerkemeyerAdvisorregistration: previous registration
Feb 2, 2022 to Sep 21, 2022factForm ADV
← Alexander C BridgesAdvisorregistration: previous registration
Dec 16, 2020 to Aug 9, 2021factForm ADV
← JENNIFER ANNE STUCKAAdvisorregistration: previous registration
Nov 18, 2020 to Jun 7, 2021factForm ADV

Moved with (2)

→ IMPACT PARTNERSHIP WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Dec 4, 2025 to Jan 6, 2026factForm ADV
← FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviser3 advisors, team lift out, same day
Oct 30, 2024 to Oct 4, 2023factForm ADV

Controls (2)

← PALMER, LIZA MAEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 19, 2023 to Mar 26, 2024factForm ADV
← Roberts, Paul, EdwardOwnerMANAGING MEMBER, ownership code E, individual
Apr 19, 2023 to Mar 26, 2024factForm ADV

Dated events

Occurred
Dec 4, 2025
Team lift-out
2 advisors left Rwm Capital, LLC (Sugar Land, TX) for Impact Partnership Wealth, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 4, 2025
Advisor changed firm
Scott Francis Davis left Rwm Capital, Llc for Impact Partnership Wealth, Llc (registered 2025-12-04)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Maria Fernanda Wojciechowski left Rwm Capital, Llc for Impact Partnership Wealth, Llc (registered 2026-01-06)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Karen Ames Garner left Rwm Capital, Llc for Impact Partnership Wealth, Llc (registered 2025-12-12)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Weston Rush Lindemann left Rwm Capital, Llc for Impact Partnership Wealth, Llc (registered 2025-12-19)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2025
Advisor changed firm
Cory Hunter Easterling left Rwm Capital, Llc for Impact Partnership Wealth, Llc (registered 2026-01-12)
Form ADVobserved 6 days ago
Occurred
Jan 15, 2025
Advisor changed firm
William Roger Rassman left Rwm Capital, Llc for Cwm, Llc (registered 2025-01-16)
Form ADVobserved 6 days ago
Occurred
Oct 30, 2024
Team lift-out
3 advisors left Foundations Investment Advisors LLC (Daphne, AL) for Rwm Capital, LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Oct 30, 2024
Team lift-out
2 advisors left Foundations Investment Advisors LLC (Pensacola, FL) for Rwm Capital, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 28, 2023
Advisor changed firm
Prosper Johnikin left Rwm Capital, Llc for Lpl Enterprise, Llc (registered 2026-04-03)
Form ADVobserved 6 days ago
Occurred
Apr 19, 2023
Control person left
Rochelle April Roberts (Managing Member & Chief Compliance Officer) no longer on Schedule A of Rwm Capital, Llc (listed 2023-03-30, absent 2023-04-19)
Form ADVobserved 6 days ago
Occurred
Apr 19, 2023
Control person joined
Liza Mae Espiritu (Chief Compliance Officer) appeared on Schedule A of Rwm Capital, Llc
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Advisor changed firm
Patrick Chevalier left Rwm Capital, Llc for Simplicity Wealth (registered 2023-04-13)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Advisor changed firm
Antonio Felipe Castillo left Rwm Capital, Llc for Goodman Financial Corporation (registered 2023-02-15)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2022
Advisor changed firm
Abrin Angelus Berkemeyer left Rwm Capital, Llc for Goodman Financial Corporation (registered 2022-04-20)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
Control person left
J. Kathy Kuria (Chief Compliance Officer) no longer on Schedule A of Rwm Capital, Llc (listed 2022-04-28, absent 2022-05-27)
Form ADVobserved 6 days ago
Occurred
Dec 16, 2021
Control person joined
J. Kathy Kuria (Chief Compliance Officer) appeared on Schedule A of Rwm Capital, Llc
Form ADVobserved 6 days ago
Occurred
Aug 21, 2020
First Form ADV filing
Rwm Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a85c1807-cc54-b40f-4c66-4f71141fca5f
First observed: Aug 21, 2020
Last observed: Aug 7, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RWM CAPITAL, LLC

CRD 310635

SUGAR LAND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a85c1807-cc54-b40f-4c66-4f71141fca5f

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Zhaoxia Lin

n/a

SUGAR LAND, TX

n/a

Paul Edward Roberts

n/a

SUGAR LAND, TX

CARTER ALLAN LEWIS

n/a

SUGAR LAND, TX | Biloxi, MS

Michael L Thompson

n/a

SUGAR LAND, TX

Thomas Nolan Terrell Moore

n/a

SUGAR LAND, TX

ARMIR ZENELI

n/a

SUGAR LAND, TX | The Woodlands, TX

n/a

MICHAEL MARKIEWICZ

n/a

Noblesville, IN | SUGAR LAND, TX

Victor Morales Blandon

n/a

Katy, TX | SUGAR LAND, TX

n/a

ALAN GREGORY BRADLEY

Certified Financial Planner

SUGAR LAND, TX | Daphne, AL

Richard Donald Peek

n/a

Pensacola, FL | SUGAR LAND, TX

n/a

BRENNAN KIM

n/a

SUGAR LAND, TX | DAPHNE, AL | MANDEVILLE, LA | MOBILE, AL | BILOXI, MS

Robert Jeffrey Kirby

n/a

BILOXI, MS | SUGAR LAND, TX

n/a

Jordan D. Thomas

n/a

SUGAR LAND, TX | BILOXI, MS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PALMER, LIZA MAE

CHIEF COMPLIANCE OFFICER

yes

04/2023

Apr 19, 2023

Mar 26, 2024

Roberts, Paul, Edward

MANAGING MEMBER

yes

03/2023

Apr 19, 2023

Mar 26, 2024

City

State

Country

Employees

Also broker-dealer

Biloxi

United States

Mobile

United States

Daphne

United States

Pensacola

United States

Katy

United States

THE WOODLANDS

United States

THE WOODLANDS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$222M

n/a

2024

Apr 11, 2025

$161M

n/a

2023

Mar 22, 2024

$108M

n/a

2022

Mar 30, 2023

$107M

n/a

2021

Mar 30, 2022

$165M

n/a

2020

Jan 15, 2021

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

30.8%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$222M

$161M

37.8%

$107M

27.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

IMPACT PARTNERSHIP WEALTH, LLC

Dec 4, 2025

Jan 6, 2026

SUGAR LAND, TX

Team lift out

RIA to RIA

20.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Oct 30, 2024

Oct 4, 2023

MOBILE, AL

Team lift out

RIA to RIA

1.0%

FOUNDATIONS INVESTMENT ADVISORS LLC

Oct 30, 2024

Oct 6, 2023

PENSACOLA, FL

Team lift out

RIA to RIA

1.0%