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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

SCOTT KENDALL BRANSON

Advisor at REGAL ADVISORY SERVICES, INC.

KNOXVILLE, TN | GLENVIEW, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL ADVISORY SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Jul 7, 1992
First registration: Dec 12, 2007
Dual registered: yes, broker-dealer
Other names: SCOTT K BRANSON
IAPD individual key: 2251962

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL ADVISORY SERVICES, INC.	Independent wealth	Aug 16, 2012	n/a	yes	KNOXVILLE, TN\|GLENVIEW, IL	Current employment
BROKERSXPRESS LLC	Former SEC adviser	May 22, 2008	Aug 13, 2012	no	KNOXVILLE, TN\|WAKE FOREST, NC\|KNOXVILLE, TN\|BOCA RATON, FL	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Apr 18, 2008	May 19, 2008	no	KNOXVILLE, TN	Previous registration
1ST DISCOUNT BROKERAGE, INC.	Independent wealth	Dec 12, 2007	Apr 9, 2008	no	KNOXVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROKERSXPRESS LLC	REGAL ADVISORY SERVICES, INC.	Aug 13, 2012	Aug 16, 2012	3	Firm change	Other
SSN ADVISORY, INC.	BROKERSXPRESS LLC	May 19, 2008	May 22, 2008	3	Firm change	Other
1ST DISCOUNT BROKERAGE, INC.	SSN ADVISORY, INC.	Apr 9, 2008	Apr 18, 2008	9	Firm change	Other

Relationships

Registered with (4)

→ REGAL ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Aug 16, 2012 to presentfactForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
May 22, 2008 to Aug 13, 2012factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Apr 18, 2008 to May 19, 2008factForm ADV
→ 1ST DISCOUNT BROKERAGE, INC.Registered adviserregistration: previous registration
Dec 12, 2007 to Apr 9, 2008factForm ADV

Dated events

No dated event names this entity yet.