DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

1ST DISCOUNT BROKERAGE, INC.

CRD 39164

LAKE WORTH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cccc0179-4f1c-1571-a4fb-6fb45fcc1b0d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=8.0
Regulatory AUM: $131MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $76.5M
Private client RAUM: $128MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $16.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 352
Individual clients: 133
High net worth clients: 83
Custody, client assets: $131M
SEC number: 801-132978
CIK: 949918
CRD: 39164
Filings on the tape: 11
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM HAROLD CORLEY	n/a	LAKE WORTH, FL	23	40	n/a	yes
JOHN DILLON MCHUGH	n/a	HALF MOON BAY, CA	22	43	n/a	yes
JACQUELINE GARNER PARDEW	n/a	JONESBORO, AR	14	40	n/a	yes
NICKY CHENG DE YOUNG	n/a	LAKE WORTH, FL	14	24	n/a	yes
JEFFREY EDWARD BOGOSIAN	n/a	PROVIDENCE, RI	14	33	n/a	yes
NED JOSEPH PASCUCCI	n/a	PROVIDENCE, RI	6	31	2	yes
Ebba Alexandra Gustafsson	n/a	LAKE WORTH, FL	1	12	n/a	yes
GEORGE PATRICK ROHLOFF	n/a	LAKE WORTH, FL	1	34	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORLEY, WILLIAM HAROLD	President	Na	yes	07/1995	Mar 30, 2012	Jun 12, 2012
CORLEY, WILLIAM HAROLD JR	Shareholder	E	yes	02/1999	Mar 30, 2012	Jun 12, 2012
1DB FINANCIAL	Corporation	E	no	02/1999	Mar 30, 2012	Jun 12, 2012
GALLAGHER, AILEEN M	Finop	Na	no	02/2008	Mar 30, 2012	Jun 12, 2012
KALK, YULIA	CHIEF COMPLIANCE OFFICER	Na	no	09/2004	Mar 30, 2012	Jun 12, 2012
KOHANY, ROBERT STEVE JR	Rosfp	Na	no	06/2008	Mar 30, 2012	Jun 12, 2012
PHILLIPS, DONALD BRENT JR	MUNICIPAL SECURITIES PRINCIPAL	Na	no	10/2002	Mar 30, 2012	Jun 12, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1ST DISCOUNT BROKERAGE, INC.	n/a	Independent wealth	$131M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$131M	$76.5M	8	8	2	n/a	n/a
2011	May 30, 2012	$17.3M	$11.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$131M	n/a	n/a	n/a	n/a	8	n/a	2	n/a

Relationships

Affiliated with (1)

→ 1ST DISCOUNT BROKERAGE, INC.Registered adviserbroker-dealer, control, common control
factForm ADV

Registered with (29)

← GEORGE PATRICK ROHLOFFAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Ebba Alexandra GustafssonAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← NED JOSEPH PASCUCCIAdvisorregistration: previous registration
Oct 16, 2007 to Sep 30, 2010factForm ADV
← JEFFREY EDWARD BOGOSIANAdvisorregistration: current employment
Sep 11, 2012 to presentfactForm ADV
← JACQUELINE GARNER PARDEWAdvisorregistration: current employment
Aug 30, 2012 to presentfactForm ADV
← NICKY CHENG DE YOUNGAdvisorregistration: current employment
Aug 30, 2012 to presentfactForm ADV
← JOHN DILLON MCHUGHAdvisorregistration: current employment
Sep 7, 2004 to presentfactForm ADV
← WILLIAM HAROLD CORLEYAdvisorregistration: current employment
Jul 23, 2003 to presentfactForm ADV
← DUANE WILLIAM SUNBYAdvisorregistration: previous registration
Feb 12, 2015 to Jul 1, 2021factForm ADV
← DESIREE ELAINE BATISTEAdvisorregistration: previous registration
Nov 24, 2014 to Jul 1, 2015factForm ADV
← Donald Lee BoivinAdvisorregistration: previous registration
Jan 3, 2013 to Oct 21, 2013factForm ADV
← JAMES EDWARD WHEELERAdvisorregistration: previous registration
Aug 25, 2010 to Apr 9, 2013factForm ADV
← ALEC EDWARD HOKEAdvisorregistration: previous registration
Jan 11, 2011 to Jun 29, 2012factForm ADV
← JUDSON WILLIAM AMESAdvisorregistration: previous registration
Aug 17, 2011 to Dec 20, 2011factForm ADV
← Edward Francis WrightAdvisorregistration: previous registration
Jul 20, 2009 to Aug 30, 2010factForm ADV
← NEETA BALANIAdvisorregistration: previous registration
Sep 23, 2009 to May 17, 2010factForm ADV
← KENNETH CASSIUS BUTTERFIELDAdvisorregistration: previous registration
Jan 27, 2009 to Feb 3, 2010factForm ADV
← DAVID CARL SABOAdvisorregistration: previous registration
Oct 4, 2007 to Dec 31, 2009factForm ADV
← Jane M HylandAdvisorregistration: previous registration
Mar 24, 2009 to Mar 24, 2009factForm ADV
← BIPIN PATELAdvisorregistration: previous registration
Dec 4, 2007 to Dec 31, 2008factForm ADV
← JENNY ALICE DUNCANAdvisorregistration: previous registration
Dec 6, 2007 to Oct 23, 2008factForm ADV
← MICHAEL PATRICK REMEDIAdvisorregistration: previous registration
Feb 8, 2008 to Jul 15, 2008factForm ADV
← AMANDA LEA ARTHURAdvisorregistration: previous registration
Oct 2, 2007 to Jun 30, 2008factForm ADV
← ROBERT LAYTONAdvisorregistration: previous registration
Jan 4, 2007 to May 22, 2008factForm ADV
← SCOTT KENDALL BRANSONAdvisorregistration: previous registration
Dec 12, 2007 to Apr 9, 2008factForm ADV
← Jason P BradfordAdvisorregistration: previous registration
Jan 3, 2008 to Mar 11, 2008factForm ADV
← STEPHEN RUSSELL STANFORDAdvisorregistration: previous registration
Mar 19, 2004 to Feb 25, 2005factForm ADV
← JEFFREY DOUGLAS THOMASAdvisorregistration: previous registration
May 6, 2004 to Dec 9, 2004factForm ADV
← JEFFREY LLOYD GIBBENSAdvisorregistration: previous registration
Sep 15, 2003 to Oct 14, 2003factForm ADV

Owns (5)

← PHILLIPS, DONALD BRENT JROwnerMUNICIPAL SECURITIES PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV
← KOHANY, ROBERT STEVE JROwnerROSFP, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV
← KALK, YULIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV
← GALLAGHER, AILEEN MOwnerFINOP, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV
← 1DB FINANCIALOwnerCORPORATION, ownership code E, domestic entity
Mar 30, 2012 to Jun 12, 2012factForm ADV

Controls (2)

← CORLEY, WILLIAM HAROLDOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV
← CORLEY, WILLIAM HAROLD JROwnerSHAREHOLDER, ownership code E, individual
Mar 30, 2012 to Jun 12, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cccc0179-4f1c-1571-a4fb-6fb45fcc1b0d
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

1ST DISCOUNT BROKERAGE, INC.

CRD 39164

LAKE WORTH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cccc0179-4f1c-1571-a4fb-6fb45fcc1b0d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM HAROLD CORLEY

n/a

LAKE WORTH, FL

n/a

yes

JOHN DILLON MCHUGH

n/a

HALF MOON BAY, CA

n/a

yes

JACQUELINE GARNER PARDEW

n/a

JONESBORO, AR

n/a

yes

NICKY CHENG DE YOUNG

n/a

LAKE WORTH, FL

n/a

yes

JEFFREY EDWARD BOGOSIAN

n/a

PROVIDENCE, RI

n/a

yes

NED JOSEPH PASCUCCI

n/a

PROVIDENCE, RI

yes

Ebba Alexandra Gustafsson

n/a

LAKE WORTH, FL

n/a

yes

GEORGE PATRICK ROHLOFF

n/a

LAKE WORTH, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORLEY, WILLIAM HAROLD

President

yes

07/1995

Mar 30, 2012

Jun 12, 2012

CORLEY, WILLIAM HAROLD JR

Shareholder

yes

02/1999

Mar 30, 2012

Jun 12, 2012

1DB FINANCIAL

Corporation

02/1999

Mar 30, 2012

Jun 12, 2012

GALLAGHER, AILEEN M

Finop

02/2008

Mar 30, 2012

Jun 12, 2012

KALK, YULIA

CHIEF COMPLIANCE OFFICER

09/2004

Mar 30, 2012

Jun 12, 2012

KOHANY, ROBERT STEVE JR

Rosfp

06/2008

Mar 30, 2012

Jun 12, 2012

PHILLIPS, DONALD BRENT JR

MUNICIPAL SECURITIES PRINCIPAL

10/2002

Mar 30, 2012

Jun 12, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

1ST DISCOUNT BROKERAGE, INC.

n/a

Independent wealth

$131M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$131M

$76.5M

n/a

2011

May 30, 2012

$17.3M

$11.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$131M

n/a