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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

CREDICORP CAPITAL ADVISORS LLC

CRD 290081

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adbd475f-9044-c583-4d74-91d16a56e2e6

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 17
On other graphs: 0
Observed: Sep 26, 2017 to Apr 29, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.28 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=19.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $835M
Private client RAUM: $444MderivedItem 5.D individuals plus high net worth individuals
Private client share: 28%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor: $87.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 26
Advisory employees: 15
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 369
Individual clients: 45
High net worth clients: 94
SEC number: 801-122281
CRD: 290081
Filings on the tape: 26
First filed: Sep 26, 2017
Latest filed: Apr 29, 2026
Organised: Limited Liability Company, FL
Website: credicorpcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FABIOLA ELENA PENALOZA	n/a	MIAMI, FL	6	15	n/a	yes
RAMON ALBERTO ORDONEZ	n/a	MIAMI, FL \| Cali	5	22	1	yes
CHRISTOPHER ALEXIS HOSHI	n/a	MIAMI, FL	4	10	n/a	yes
Pablo Arturo Fagundez Diaz	n/a	MIAMI, FL	4	10	1	yes
Newval Joseph Bryan Nelcha	n/a	MIAMI, FL	3	10	n/a	yes
Jose Ignacio Penafiel	n/a	MIAMI, FL	3	11	1	yes
Camilo Garcia Merlano	n/a	MIAMI, FL	2	15	n/a	yes
Alvaro Carlos Sarria Sotillo	n/a	MIAMI, FL	2	15	n/a	yes
Julio Manuel Ayerbe Roman	n/a	Bogota \| MIAMI, FL	1	13	n/a	no
ANDREA CAROLINA YEPES	n/a	MIAMI, FL	0	10	1	yes
Juan Camilo Lopez Corredor	n/a	MIAMI, FL	0	12	2	yes
Leo Martin Ferretti	n/a	MIAMI, FL	0	20	1	yes
Federico Sorzano Londono	n/a	MIAMI, FL	0	10	1	yes
Fernando Pardo Martinez	n/a	MIAMI, FL	0	25	3	yes
Alberto Hooker De La Pena	n/a	Lima \| MIAMI, FL	0	10	n/a	no
Miguel Fernando Aguirre Tovar	n/a	Bogota \| MIAMI, FL	0	10	n/a	yes
Sergio Miguel Lock Mont	n/a	MIAMI, FL \| Lima	0	10	n/a	no
Stefano Giuseppe Banchero Herrera	n/a	Lima \| MIAMI, FL	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLL, CARLOS, ANDRES	CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / DIRECTOR	Na	yes	08/2020	Apr 29, 2026	Apr 29, 2026
CREDICORP CAPITAL USA, INC	Member	E	yes	03/2018	Apr 29, 2026	Apr 29, 2026
DE LA ESPRIELLA, ARTURO	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Apr 29, 2026	Apr 29, 2026
CREDICORP CAPITAL LTD.	Owner	E	yes	08/2012	Aug 9, 2021	Jul 18, 2024
CREDICORP LTD.	Owner	E	yes	08/1995	Aug 9, 2021	Jul 18, 2024
SINGER, STEVEN, FREDERIC	Cfo	Na	no	09/2017	Apr 29, 2026	Apr 29, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ATLANTIC SECURITY HOLDINGS CORPORATION	n/a	n/a	n/a	N	yes	n/a
BANCO DE CREDITO DE BOLIVIA	n/a	n/a	n/a	N	yes	n/a
BANCO DE CREDITO DEL PERU	n/a	n/a	n/a	N	yes	n/a
CREDICORP CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
CREDICORP CAPITAL LTD	n/a	n/a	n/a	N	yes	n/a
PRIMA AFP	n/a	n/a	n/a	N	yes	n/a
ULTRASERFINCO S.A.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$1.6B	$835M	26	15	1	n/a	n/a
2024	Mar 27, 2025	$983M	$647M	20	10	1	n/a	n/a
2023	Mar 26, 2024	$695M	$451M	20	7	1	n/a	n/a
2022	Mar 28, 2023	$516M	$414M	12	9	1	n/a	n/a
2021	Mar 31, 2022	$299M	$188M	14	10	0	n/a	n/a
2017	Feb 9, 2018	n/a	n/a	3	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	0	5	0.0%	0	0	0	5	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$983M	60.7%	$516M	45.2%	26	20	1	1

Relationships

Registered with (22)

← Stefano Giuseppe Banchero HerreraAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← Sergio Miguel Lock MontAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← Miguel Fernando Aguirre TovarAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← Alberto Hooker De La PenaAdvisorregistration: current employment
Dec 26, 2025 to presentfactForm ADV
← Fernando Pardo MartinezAdvisorregistration: current employment
Nov 21, 2025 to presentfactForm ADV
← Federico Sorzano LondonoAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← Leo Martin FerrettiAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← Juan Camilo Lopez CorredorAdvisorregistration: previous registration
Feb 1, 2019 to Oct 27, 2021factForm ADV
← ANDREA CAROLINA YEPESAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← Julio Manuel Ayerbe RomanAdvisorregistration: current employment
Mar 13, 2025 to presentfactForm ADV
← Alvaro Carlos Sarria SotilloAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← Camilo Garcia MerlanoAdvisorregistration: current employment
Feb 29, 2024 to presentfactForm ADV
← Jose Ignacio PenafielAdvisorregistration: current employment
Jul 7, 2023 to presentfactForm ADV
← Newval Joseph Bryan NelchaAdvisorregistration: current employment
Mar 15, 2023 to presentfactForm ADV
← Pablo Arturo Fagundez DiazAdvisorregistration: current employment
Jan 12, 2022 to presentfactForm ADV
← CHRISTOPHER ALEXIS HOSHIAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← RAMON ALBERTO ORDONEZAdvisorregistration: current employment
Mar 19, 2021 to presentfactForm ADV
← FABIOLA ELENA PENALOZAAdvisorregistration: current employment
Jun 16, 2020 to presentfactForm ADV
← Patrick Harten ArreguiAdvisorregistration: previous registration
Sep 5, 2024 to Oct 31, 2024factForm ADV
← SIMON CORREA VANEGASAdvisorregistration: previous registration
Aug 6, 2019 to Jun 11, 2024factForm ADV
← MARIA P MAYERAdvisorregistration: previous registration
Dec 19, 2017 to Apr 19, 2024factForm ADV
← Fernando PardoAdvisorregistration: previous registration
Jan 19, 2022 to Aug 15, 2023factForm ADV

Owns (1)

← SINGER, STEVEN, FREDERICOwnerCFO, ownership code NA, individual
Sep 26, 2017 to Jul 18, 2024factForm ADV

Controls (5)

← COLL, CARLOS, ANDRESOwnerCHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / DIRECTOR, ownership code NA, individual
Sep 26, 2017 to Jul 18, 2024factForm ADV
← DE LA ESPRIELLA, ARTUROOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 9, 2023 to Jul 18, 2024factForm ADV
← CREDICORP CAPITAL LTD.OwnerOWNER, ownership code E, foreign entity
Aug 9, 2021 to Jul 18, 2024factForm ADV
← CREDICORP CAPITAL USA, INCOwnerMEMBER, ownership code E, domestic entity
Aug 9, 2021 to Jul 18, 2024factForm ADV
← CREDICORP LTD.OwnerOWNER, ownership code E, foreign entity
Aug 9, 2021 to Jul 18, 2024factForm ADV

Dated events

Occurred
Mar 17, 2026
Regulatory AUM changed
Credicorp Capital Advisors Llc reported RAUM $1.6B, up 61% from $983.4M (2025-03-27 to 2026-03-17)
Form ADVobserved 4 days ago
$597M
Occurred
Mar 27, 2025
Regulatory AUM changed
Credicorp Capital Advisors Llc reported RAUM $983.4M, up 42% from $694.6M (2024-07-18 to 2025-03-27)
Form ADVobserved 4 days ago
$289M
Occurred
Oct 31, 2024
Advisor changed firm
Patrick Harten Arregui left Credicorp Capital Advisors Llc for J.P. Morgan Securities Llc (registered 2024-12-04)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2024
Control person left
Pablo Juan Galan (Director) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2024-06-20, absent 2024-07-18)
Form ADVobserved 4 days ago
Occurred
Jun 11, 2024
Advisor changed firm
Simon Correa Vanegas left Credicorp Capital Advisors Llc for Vectorglobal Iag, Inc. (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Maria P Mayer left Credicorp Capital Advisors Llc for Btg Pactual Asset Management Us , Llc (registered 2026-01-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Credicorp Capital Advisors Llc reported RAUM $694.6M, up 35% from $516.4M (2024-01-30 to 2024-03-26)
Form ADVobserved 4 days ago
$178M
Occurred
Aug 15, 2023
Advisor changed firm
Fernando Pardo left Credicorp Capital Advisors Llc for Kovack Advisors, Inc. (registered 2023-08-16)
Form ADVobserved 4 days ago
Occurred
Jun 9, 2023
Control person joined
Arturo De La Espriella (Chief Compliance Officer) appeared on Schedule A of Credicorp Capital Advisors Llc
Form ADVobserved 4 days ago
Occurred
Jun 9, 2023
Control person left
E Marlo Dieguez (Chief Compliance Officer) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2023-03-28, absent 2023-06-09)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Regulatory AUM changed
Credicorp Capital Advisors Llc reported RAUM $516.4M, up 73% from $298.8M (2022-09-11 to 2023-03-28)
Form ADVobserved 4 days ago
$218M
Occurred
Mar 31, 2022
Regulatory AUM changed
Credicorp Capital Advisors Llc reported RAUM $298.8M, up 129% from $130.2M (2021-09-13 to 2022-03-31)
Form ADVobserved 4 days ago
$169M
Occurred
Aug 9, 2021
First Form ADV filing
Credicorp Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2021
Control person joined
E Marlo Dieguez (Chief Compliance Officer) appeared on Schedule A of Credicorp Capital Advisors Llc
Form ADVobserved 4 days ago
Occurred
Aug 9, 2021
Control person left
Dinah Caratini (Chief Compliance Officer/ Manager) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2021
Control person left
Dionisio Ricardo Arango (Owner) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2021
Control person left
Manuel Jose Velez (Owner) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adbd475f-9044-c583-4d74-91d16a56e2e6
First observed: Sep 26, 2017
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREDICORP CAPITAL ADVISORS LLC

CRD 290081

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adbd475f-9044-c583-4d74-91d16a56e2e6

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FABIOLA ELENA PENALOZA

n/a

MIAMI, FL

n/a

yes

RAMON ALBERTO ORDONEZ

n/a

MIAMI, FL | Cali

yes

CHRISTOPHER ALEXIS HOSHI

n/a

MIAMI, FL

n/a

yes

Pablo Arturo Fagundez Diaz

n/a

MIAMI, FL

yes

Newval Joseph Bryan Nelcha

n/a

MIAMI, FL

n/a

yes

Jose Ignacio Penafiel

n/a

MIAMI, FL

yes

Camilo Garcia Merlano

n/a

MIAMI, FL

n/a

yes

Alvaro Carlos Sarria Sotillo

n/a

MIAMI, FL

n/a

yes

Julio Manuel Ayerbe Roman

n/a

Bogota | MIAMI, FL

n/a

ANDREA CAROLINA YEPES

n/a

MIAMI, FL

yes

Juan Camilo Lopez Corredor

n/a

MIAMI, FL

yes

Leo Martin Ferretti

n/a

MIAMI, FL

yes

Federico Sorzano Londono

n/a

MIAMI, FL

yes

Fernando Pardo Martinez

n/a

MIAMI, FL

yes

Alberto Hooker De La Pena

n/a

Lima | MIAMI, FL

n/a

Miguel Fernando Aguirre Tovar

n/a

Bogota | MIAMI, FL

n/a

yes

Sergio Miguel Lock Mont

n/a

MIAMI, FL | Lima

n/a

Stefano Giuseppe Banchero Herrera

n/a

Lima | MIAMI, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLL, CARLOS, ANDRES

CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER / DIRECTOR

yes

08/2020

Apr 29, 2026

CREDICORP CAPITAL USA, INC

Member

yes

03/2018

Apr 29, 2026

DE LA ESPRIELLA, ARTURO

CHIEF COMPLIANCE OFFICER

yes

04/2023

Apr 29, 2026

CREDICORP CAPITAL LTD.

Owner

yes

08/2012

Aug 9, 2021

Jul 18, 2024

CREDICORP LTD.

Owner

yes

08/1995

Aug 9, 2021

Jul 18, 2024

SINGER, STEVEN, FREDERIC

Cfo

09/2017

Apr 29, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ATLANTIC SECURITY HOLDINGS CORPORATION

n/a

yes

n/a

BANCO DE CREDITO DE BOLIVIA

n/a

yes

n/a

BANCO DE CREDITO DEL PERU

n/a

yes

n/a

CREDICORP CAPITAL LLC

n/a

yes

n/a

CREDICORP CAPITAL LTD

n/a

yes

n/a

PRIMA AFP

n/a

yes

n/a

ULTRASERFINCO S.A.

n/a

City

State

Country

Employees

Also broker-dealer

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$1.6B

$835M

n/a

2024

Mar 27, 2025

$983M

$647M

n/a

2023

Mar 26, 2024

$695M

$451M

n/a

2022

Mar 28, 2023

$516M

$414M

n/a

2021

Mar 31, 2022

$299M

$188M

n/a

2017

Feb 9, 2018

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$983M

60.7%

$516M

45.2%