DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Credicorp Capital Advisors LLC
Latest filing Apr 29, 2026
First filing on the tape Sep 26, 2017 · 26 filings
SEC status approved since Sep 9, 2021
RAUM
$1.6B
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
28%
$444M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$87.8M
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.6B as of Apr 29, 2026
Mar 31, 2022$299M then
HNW client RAUM$426M as of Apr 29, 2026
Mar 31, 2022$37.5M then
State-registered IARs (5.B.3)1 as of Apr 29, 2026
Feb 9, 20180 then
Employees (5.A)26 as of Apr 29, 2026
Feb 9, 20183 then
Private funds: no history
RAUM +61% over the last fiscal year+45% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $87.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $4.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 9.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +101%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $1.6BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.1B72%
- High-net-worth individuals$426M27%
- Individuals$18.5M1.2%
- Individual clients
- 45reported
- HNW clients
- 94reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 369reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.28 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=19.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Fabiola Elena Penaloza | Miami, Fl | Jun 16, 2020 | 15 y | 0 |
| Ramon Alberto Ordonez | Miami, Fl | Mar 19, 2021 | 22 y | 1 |
| Christopher Alexis Hoshi | Miami, Fl | Nov 29, 2021 | 10 y | 0 |
| Pablo Arturo Fagundez Diaz | Miami, Fl | Jan 12, 2022 | 10 y | 1 |
| Newval Joseph Bryan Nelcha | Miami, Fl | Mar 15, 2023 | 10 y | 0 |
| Jose Ignacio Penafiel | Miami, Fl | Jul 7, 2023 | 11 y | 1 |
| Camilo Garcia Merlano | Miami, Fl | Feb 29, 2024 | 15 y | 0 |
| Alvaro Carlos Sarria Sotillo | Miami, Fl | Mar 5, 2024 | 15 y | 0 |
| Julio Manuel Ayerbe Roman | Bogota | Mar 13, 2025 | 13 y | 0 |
| Andrea Carolina Yepes | Miami, Fl | Oct 9, 2025 | 10 y | 1 |
| Juan Camilo Lopez Corredor | Miami, Fl | Oct 14, 2025 | 12 y | 2 |
| Leo Martin Ferretti | Miami, Fl | Nov 5, 2025 | 20 y | 1 |
| Federico Sorzano Londono | Miami, Fl | Nov 17, 2025 | 10 y | 1 |
| Fernando Pardo Martinez | Miami, Fl | Nov 21, 2025 | 25 y | 3 |
| Alberto Hooker De La Pena | Lima | Dec 26, 2025 | 10 y | 0 |
| Miguel Fernando Aguirre Tovar | Bogota | Jan 23, 2026 | 10 y | 0 |
| Sergio Miguel Lock Mont | Miami, Fl | May 21, 2026 | 10 y | 0 |
| Stefano Giuseppe Banchero Herrera | Lima | May 26, 2026 | 11 y | 0 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Patrick Harten Arregui to J.P. Morgan Securities LLCOct 31, 2024 · RIA to wirehouse
- Simon Correa Vanegas to Vectorglobal Iag, Inc.Jun 11, 2024 · RIA to RIA
- Maria P Mayer to Btg Pactual Asset Management US , LLCApr 19, 2024 · Other
- Fernando Pardo to Kovack Advisors, Inc.Aug 15, 2023 · Other
- Juan Camilo Lopez Corredor to Citigroup Global Markets Inc.Oct 27, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- Fernando Pardo Martinez from Stelac Advisory Services LLCNov 21, 2025 · RIA to RIA
- Federico Sorzano Londono from Maximai Investment Partners, LLCNov 17, 2025 · RIA to RIA
- Leo Martin Ferretti from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 5, 2025 · Wirehouse to independent RIA
- Juan Camilo Lopez Corredor from Citigroup Global Markets Inc.Oct 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrea Carolina Yepes from J.P. Morgan Securities LLCOct 9, 2025 · Wirehouse to independent RIA
- Jose Ignacio Penafiel from Steelpeak Wealth, LLCJul 7, 2023 · Other
- Pablo Arturo Fagundez Diaz from Time Wealth Management, LLCJan 12, 2022 · Other
- Ramon Alberto Ordonez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 19, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Maria P Mayer from Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 19, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andres Carlos Coll · Chief Operating Officer / Chief Executive Officer / Directorcontrolsince 08/2020 · owns less than 5%
- Arturo De La Espriella · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- Frederic Steven Singer · Cfosince 09/2017 · owns less than 5%
Entity owners
- Credicorp Capital USA, Inc · Memberdirect · owns 75% or more
- Credicorp Capital Ltd. · Ownerindirect · owns 75% or more of Credicorp Capital USA, Inc
- Credicorp Ltd. · Ownerindirect · owns 75% or more of Credicorp Capital Ltd. · public reporting company
Related persons
Schedule D 7.A
- Atlantic Security Holdings Corporationn
- Banco De Credito De Bolivian
- Banco De Credito Del Perun
- Credicorp Capital LLCbroker-dealern
- Credicorp Capital Ltdn
- Prima Afpbroker-dealern
- Ultraserfinco S.A.broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 18 | 9 | 0 | ||
| Bogota | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $983,368,510 to $1,579,910,107 (+61.0%) between the annual amendments of 2025-03-27 and 2026-04-29; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 260 to 369Mar 27, 2025 to Mar 17, 2026
- Advisory employees · 10 to 15Mar 27, 2025 to Mar 17, 2026
- BD registered reps · 13 to 19Mar 27, 2025 to Mar 17, 2026
- Corporate clients · 186 to 230Mar 27, 2025 to Mar 17, 2026
- HNW clients · 63 to 94Mar 27, 2025 to Mar 17, 2026
- Individual clients · 6 to 45Mar 27, 2025 to Mar 17, 2026
- Employees · 20 to 26Mar 27, 2025 to Mar 17, 2026
- Discretionary RAUM · $647M to $835MMar 27, 2025 to Mar 17, 2026
- HNW RAUM · $203M to $426MMar 27, 2025 to Mar 17, 2026
- Individual RAUM · $3.7M to $18.5MMar 27, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $336M to $745MMar 27, 2025 to Mar 17, 2026
- RAUM · $983M to $1.6BMar 27, 2025 to Mar 17, 2026
- Accounts · 186 to 260Jul 18, 2024 to Mar 27, 2025
- Advisory employees · 7 to 10Jul 18, 2024 to Mar 27, 2025
- BD registered reps · 17 to 13Jul 18, 2024 to Mar 27, 2025
- Corporate clients · 130 to 186Jul 18, 2024 to Mar 27, 2025
- HNW clients · 48 to 63Jul 18, 2024 to Mar 27, 2025
- Individual clients · 7 to 6Jul 18, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $451M to $647MJul 18, 2024 to Mar 27, 2025
- HNW RAUM · $162M to $203MJul 18, 2024 to Mar 27, 2025
- Individual RAUM · $2.3M to $3.7MJul 18, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $244M to $336MJul 18, 2024 to Mar 27, 2025
- RAUM · $695M to $983MJul 18, 2024 to Mar 27, 2025
- Accounts · 229 to 186Jan 30, 2024 to Mar 26, 2024
- Advisory employees · 9 to 7Jan 30, 2024 to Mar 26, 2024
- BD registered reps · 8 to 17Jan 30, 2024 to Mar 26, 2024
- Corporate clients · 150 to 130Jan 30, 2024 to Mar 26, 2024
- HNW clients · 14 to 48Jan 30, 2024 to Mar 26, 2024
- Individual clients · 36 to 7Jan 30, 2024 to Mar 26, 2024
- Employees · 12 to 20Jan 30, 2024 to Mar 26, 2024
- State-registered IARs · 0 to 1Jan 30, 2024 to Mar 26, 2024
- Discretionary RAUM · $414M to $451MJan 30, 2024 to Mar 26, 2024
- HNW RAUM · $74.9M to $162MJan 30, 2024 to Mar 26, 2024
- Individual RAUM · $20.5M to $2.3MJan 30, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $102M to $244MJan 30, 2024 to Mar 26, 2024
- RAUM · $516M to $695MJan 30, 2024 to Mar 26, 2024
- Accounts · 111 to 229Sep 11, 2022 to Mar 28, 2023
- Advisory employees · 10 to 9Sep 11, 2022 to Mar 28, 2023
- BD registered reps · 9 to 8Sep 11, 2022 to Mar 28, 2023
Signals
17 dated events
- Credicorp Capital Advisors Llc reported RAUM $1.6B, up 61% from $983.4M (2025-03-27 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- Credicorp Capital Advisors Llc reported RAUM $983.4M, up 42% from $694.6M (2024-07-18 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Patrick Harten Arregui left Credicorp Capital Advisors Llc for J.P. Morgan Securities Llc (registered 2024-12-04)Oct 31, 2024 · Advisor changed firm · fact
- Pablo Juan Galan (Director) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2024-06-20, absent 2024-07-18)Jul 18, 2024 · Control person left · inference
- Simon Correa Vanegas left Credicorp Capital Advisors Llc for Vectorglobal Iag, Inc. (registered 2024-06-28)Jun 11, 2024 · Advisor changed firm · fact
- Maria P Mayer left Credicorp Capital Advisors Llc for Btg Pactual Asset Management Us , Llc (registered 2026-01-26)Apr 19, 2024 · Advisor changed firm · fact
- Credicorp Capital Advisors Llc reported RAUM $694.6M, up 35% from $516.4M (2024-01-30 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Fernando Pardo left Credicorp Capital Advisors Llc for Kovack Advisors, Inc. (registered 2023-08-16)Aug 15, 2023 · Advisor changed firm · fact
- Arturo De La Espriella (Chief Compliance Officer) appeared on Schedule A of Credicorp Capital Advisors LlcJun 9, 2023 · Control person joined · fact
- E Marlo Dieguez (Chief Compliance Officer) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2023-03-28, absent 2023-06-09)Jun 9, 2023 · Control person left · inference
- Credicorp Capital Advisors Llc reported RAUM $516.4M, up 73% from $298.8M (2022-09-11 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Credicorp Capital Advisors Llc reported RAUM $298.8M, up 129% from $130.2M (2021-09-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Credicorp Capital Advisors Llc filed its initial SEC registration (Form ADV)Aug 9, 2021 · First SEC registration · fact
- E Marlo Dieguez (Chief Compliance Officer) appeared on Schedule A of Credicorp Capital Advisors LlcAug 9, 2021 · Control person joined · fact
- Dinah Caratini (Chief Compliance Officer/ Manager) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)Aug 9, 2021 · Control person left · inference
- Dionisio Ricardo Arango (Owner) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)Aug 9, 2021 · Control person left · inference
- Manuel Jose Velez (Owner) no longer on Schedule A of Credicorp Capital Advisors Llc (listed 2018-06-06, absent 2021-08-09)Aug 9, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- credicorpcapitalinvest.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-455-0975reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- credicorpcapitalinvest.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026