DFX Intelligence

J••••• F•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J••••• F•••••• E••••••

Advisor at A••••••• A•••• C•••

Houston, TX

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Search this name across graphsid dfx:ria:adc00898-e802-41c9-6eba-77abf5568877

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• C•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 30, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••• C•••	State registered	Dec 10, 2016	n/a	yes	Houston, TX	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Jan 14, 2011	Dec 31, 2016	no	HOLBROOK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	A••••••• A•••• C•••	Dec 31, 2016	Dec 10, 2016	-21	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••• P••••••••• A•••••••• I••	Nov 17, 2010	Jan 14, 2011

Relationships

Registered with (4)

→ A••••••• A•••• C•••Registered adviserregistration: current employment
Dec 10, 2016 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 14, 2011 to Dec 31, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 9, 2006 to Nov 17, 2010factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adc00898-e802-41c9-6eba-77abf5568877
First observed: Apr 12, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.