DFX Intelligence

C•••• M••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

C•••• M••• G•••••••

Advisor at S••• W••••• A•••••••

PLANO, TX

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Search this name across graphsid dfx:ria:adc636e6-aed7-ae46-61a2-3fda916ee8f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• A•••••••	Independent wealth	Mar 9, 2000	n/a	yes	PLANO, TX	Current employment
C•••• C••••••••• G••••• P•	n/a	Sep 15, 2003	Dec 12, 2013	no	ARGYLE, TX\|WAXAHACHIE, TX\|

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C••••••••• G••••• P•	n/a	Dec 12, 2013	n/a	n/a	Departure no registered destination	Departure
S•••••••• S•••••••••	C•••• C••••••••• G••••• P•	Mar 29, 2007	Sep 15, 2003	-1,291

Relationships

Registered with (3)

→ S••• W••••• A•••••••Registered adviserregistration: current employment
Mar 9, 2000 to presentfactForm ADV
→ C•••• C••••••••• G••••• P•Registered adviserregistration: previous registration
Sep 15, 2003 to Dec 12, 2013factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Jul 7, 2000 to Mar 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adc636e6-aed7-ae46-61a2-3fda916ee8f6
First observed: May 17, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.