DFX Intelligence
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Reading the graph
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Advisor at C••••••• F•••••••• D••••••• I•••
KOKOMO, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• F•••••••• D••••••• I••• | Bd affiliated wealth | Apr 7, 2026 | n/a | yes | KOKOMO, IN|KOKOMO, IN | Current employment |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Aug 1, 2018 | Apr 1, 2026 | no | Martinsville, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | C••••••• F•••••••• D••••••• I••• | Apr 1, 2026 | Apr 7, 2026 | 6 | Firm change | Ibd to ibd |
| C••••••• F•••••••• D••••••• I••• | A• W••••• M••••••••• L•• | Jul 31, 2018 | Aug 1, 2018 |
| C••••••• F•••••••• D••••••• I••• | Bd affiliated wealth | May 14, 2003 | Jul 31, 2018 | no | MARTINSVILLE, IN|KOKOMO, IN|MARTINSVILLE, IN | Previous registration |
| I••••••••• A••••••• S••••••• I•• | Former SEC adviser | Jul 18, 2002 | May 5, 2003 | no | MARTINSVILLE, IN | Previous registration |
| 1 |
| Firm change |
| Ibd to RIA |
| I••••••••• A••••••• S••••••• I•• | C••••••• F•••••••• D••••••• I••• | May 5, 2003 | May 14, 2003 | 9 | Firm change | Other |