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Advisor at CASTLE ROCK INVESTMENT COMPANY
CASTLE ROCK, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CASTLE ROCK INVESTMENT COMPANY | Former SEC adviser | Jan 1, 2025 | n/a | yes | CASTLE ROCK, CO | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 4, 2005 | Apr 11, 2006 | no | ATLANTA, GA|CASTLE ROCK, CO | Previous registration |
| CERIDIAN INVESTMENT ADVISERS INC | n/a | May 3, 2004 | Sep 8, 2005 | no | ENGLEWOOD, CO | Previous registration |
| CERIDIAN INVESTMENT ADVISERS INC | n/a | May 3, 2004 | Dec 31, 2004 | no | ENGLEWOOD, CO | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Dec 20, 2001 | May 15, 2002 | no | COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CASTLE ROCK INVESTMENT COMPANY | Apr 11, 2006 | Jan 1, 2025 | 6,840 | Firm change after gap | Other |
| CERIDIAN INVESTMENT ADVISERS INC | SECURIAN FINANCIAL SERVICES, INC. | Sep 8, 2005 | Oct 4, 2005 | 26 | Firm change | Other |
| T. ROWE PRICE ADVISORY SERVICES, INC. | CERIDIAN INVESTMENT ADVISERS INC | May 15, 2002 | May 3, 2004 | 719 | Firm change after gap | Other |