RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••••• S••••••
- C••••• R••• I••••••••• C•••••• former currentsince Jan 1, 2025 · C••••• R•••, Co
- S••••••• F•••••••• S•••••••• I••• formerOct 4, 2005 to Apr 11, 2006 · Atlanta, Ga
- C••••••• I••••••••• A••••••• I•• unclassifiedMay 3, 2004 to Dec 31, 2004 · Englewood, Co
- C••••••• I••••••••• A••••••• I•• unclassifiedMay 3, 2004 to Sep 8, 2005 · Englewood, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedDec 20, 2001 to May 15, 2002 · Colorado Springs, Co
- S••••••• F•••••••• S•••••••• I••• to C••••• R••• I••••••••• C••••••left Apr 11, 2006, registered Jan 1, 2025 (6840 days) · Other
- C••••••• I••••••••• A••••••• I•• to S••••••• F•••••••• S•••••••• I•••left Sep 8, 2005, registered Oct 4, 2005 (26 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to C••••••• I••••••••• A••••••• I••left May 15, 2002, registered May 3, 2004 (719 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address