DFX Intelligence

R••••• W•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R••••• W•••••• W••••

Advisor at L•• F•••••••• L••

MANALAPAN, NJ

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Search this name across graphsid dfx:ria:addb120d-1558-7d51-87cb-f6982d199cb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 6, 2025	n/a	yes	MANALAPAN, NJ	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Apr 16, 2012	Mar 6, 2025	no	MANALAPAN, NJ\|BEDMINSTER, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	L•• F•••••••• L••	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	I• A••••••• S•••••••• I•••	Apr 13, 2012	Apr 16, 2012

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2012 to Mar 6, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 3, 2009 to Apr 13, 2012factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:addb120d-1558-7d51-87cb-f6982d199cb5
First observed: Jan 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.