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Registered advisor
R••••• W•••••• W••••
Feed of 09/14/2026
Also filed as Ron W••••
At current firm
1 y
since Mar 6, 2025
In the industry
30 y
since Feb 21, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Manalapan, Nj
- I• A••••••• S•••••••• I••• formerApr 16, 2012 to Mar 6, 2025 · Manalapan, Nj
- W•••• F•••• A••••••• wirehouseApr 3, 2009 to Apr 13, 2012 · Oakhurst, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 18, 2007 to Mar 16, 2009 · E. Brunswick, Nj
Moves
a registration end followed by a registration begin elsewhere
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to I• A••••••• S•••••••• I•••left Apr 13, 2012, registered Apr 16, 2012 (3 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 16, 2009, registered Apr 3, 2009 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address