DFX Intelligence

M•••••• E•••••• V•• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

M•••••• E•••••• V•• N•••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:ade73031-36d9-fb02-096a-4a28c636ef2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	May 3, 2024	n/a	yes	CHARLOTTE, NC\|BIRMINGHAM, AL	Current employment
M•••••• P•••••••	Former SEC adviser	Dec 4, 2017	Dec 19, 2024	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• P•••••••	W•••••• A•••••••• L••	Dec 19, 2024	May 3, 2024	-230	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107236:115332:NC:2024-12-13	Dec 19, 2024	May 3, 2024	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (2)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
May 3, 2024 to presentfactForm ADV
→ M•••••• P•••••••Registered adviserregistration: previous registration
Dec 4, 2017 to Dec 19, 2024factForm ADV

Dated events

Occurred
Dec 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ade73031-36d9-fb02-096a-4a28c636ef2e
First observed: Dec 4, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.