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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MCSHANE PARTNERS

FIRST PERSONAL FINANCIAL SERVICES INC, CRD 107236

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fe28c36-2561-05de-3cb1-01e78f61d9b8

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 11
On other graphs: 0
Observed: Mar 7, 2012 to Mar 18, 2024
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $709MItem 5.F on the latest filing (2024-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $709M
Private client RAUM: $709MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 315
Individual clients: 120
High net worth clients: 195
SEC number: 801-44259
CRD: 107236
Filings on the tape: 28
First filed: Mar 7, 2012
Latest filed: Mar 18, 2024
Organised: Corporation, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARLSON, SANDRA, BRADLEY	President	B	yes	11/2015	May 26, 2014	Mar 18, 2024
DONAHOE, DANIELE, MARIE	CEO AND CHIEF INVESTMENT OFFICER	D	yes	11/2015	Feb 6, 2014	Mar 18, 2024
Hoover, Rebecca, Lynn	WEALTH ADVISOR	Na	no	12/2021	Mar 17, 2022	Mar 18, 2024
Tomlin, Lorraine, R	WEALTH ADVISOR	Na	no	12/2020	Mar 17, 2022	Mar 18, 2024
VAN NESS, MICHAEL, ELLIOTT	DIRECTOR OF RESEARCH & CHIEF COMPLIANCE OFFICER	B	no	06/2018	Jul 6, 2018	Mar 18, 2024
VAUDRIN, RYAN, MICHAEL	WEALTH ADVISOR	Na	no	12/2021	Mar 17, 2022	Mar 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 18, 2024	$709M	$709M	11	8	0	n/a	n/a
2022	Mar 29, 2023	$650M	$650M	10	8	0	n/a	n/a
2021	Mar 17, 2022	$725M	$725M	9	8	0	n/a	n/a
2020	Mar 24, 2021	$595M	$595M	9	8	0	n/a	n/a
2019	Apr 14, 2020	$535M	$535M	9	8	0	n/a	n/a
2018	Mar 29, 2019	$474M	$474M	9	8	0	n/a	n/a
2017	Mar 30, 2018	$418M	$418M	10	8	0	n/a	n/a
2016	Mar 29, 2017	$396M	$396M	10	6	n/a	n/a	n/a
2015	Mar 29, 2016	$342M	$342M	9	6	n/a	n/a	n/a
2014	Jan 7, 2015	$329M	$329M	8	6	n/a	n/a	n/a
2013	Feb 6, 2014	$294M	$294M	9	5	n/a	n/a	n/a
2012	Jan 29, 2013	$297M	$297M	9	8	n/a	n/a	n/a
2011	Mar 7, 2012	$255M	$255M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$709M	$650M	9.1%	$595M	6.0%	11	10	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	7	Dec 13, 2024	May 3, 2024	CHARLOTTE, NC	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (2)

← WAVERLY ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV
← MAYBRY MCSHANE FAMILY OFFICES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (2)

← DONAHOE, DANIELE, MARIEOwnerCEO AND CHIEF INVESTMENT OFFICER, ownership code D, individual
Feb 6, 2014 to presentfactForm ADV
← CARLSON, SANDRA, BRADLEYOwnerPRESIDENT, ownership code B, individual
May 26, 2014 to presentfactForm ADV

Owns (4)

← VAN NESS, MICHAEL, ELLIOTTOwnerDIRECTOR OF RESEARCH & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jul 6, 2018 to presentfactForm ADV
← VAUDRIN, RYAN, MICHAELOwnerWEALTH ADVISOR, ownership code NA, individual
Mar 17, 2022 to presentfactForm ADV
← Tomlin, Lorraine, ROwnerWEALTH ADVISOR, ownership code NA, individual
Mar 17, 2022 to presentfactForm ADV
← Hoover, Rebecca, LynnOwnerWEALTH ADVISOR, ownership code NA, individual
Mar 17, 2022 to presentfactForm ADV

Registered with (17)

← DANIELE MARIE DONAHOEAdvisorregistration: previous registration
Jul 20, 2010 to Dec 19, 2024factForm ADV
← SANDRA BRADLEY CARLSONAdvisorregistration: previous registration
Nov 26, 2013 to Dec 19, 2024factForm ADV
← MICHAEL ELLIOTT VAN NESSAdvisorregistration: previous registration
Dec 4, 2017 to Dec 19, 2024factForm ADV
← Lorraine R TomlinAdvisorregistration: previous registration
Jun 22, 2017 to Dec 19, 2024factForm ADV
← Corey Alan MeyerAdvisorregistration: previous registration
Nov 21, 2019 to Dec 19, 2024factForm ADV
← Rebecca Lynn HooverAdvisorregistration: previous registration
Jun 13, 2019 to Dec 19, 2024factForm ADV
← Daniel McClain HudspethAdvisorregistration: previous registration
Nov 21, 2019 to Dec 13, 2024factForm ADV
← RYAN MICHAEL VAUDRINAdvisorregistration: previous registration
Dec 4, 2017 to Aug 12, 2024factForm ADV
← JONATHAN MICHAEL MORGANAdvisorregistration: previous registration
Sep 16, 2022 to Feb 21, 2024factForm ADV
← LEAH ROBERTSON MAYBRYAdvisorregistration: previous registration
Nov 9, 2017 to Sep 4, 2019factForm ADV
← Marilyn Janet SpencerAdvisorregistration: previous registration
Mar 30, 2009 to Dec 4, 2017factForm ADV
← TREVEN LINDSEY AYERSAdvisorregistration: previous registration
Sep 20, 2004 to Feb 28, 2013factForm ADV
← CHERYL J SHERRARDAdvisorregistration: previous registration
Mar 24, 2011 to Feb 28, 2013factForm ADV
← WILLIAM ERIC CLARKAdvisorregistration: previous registration
Sep 17, 2004 to Feb 28, 2013factForm ADV
← JEFFREY NORRIS TAYLORAdvisorregistration: previous registration
Mar 28, 2007 to Mar 20, 2012factForm ADV
← THOMAS FRANCIS NICHOLSAdvisorregistration: previous registration
Sep 17, 2004 to Mar 13, 2009factForm ADV
← MICHELE V STUTTSAdvisorregistration: previous registration
Sep 17, 2004 to Dec 8, 2005factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser7 advisors, firm absorbed
Dec 13, 2024 to May 3, 2024factForm ADV

Dated events

Occurred
Dec 19, 2024
Advisor changed firm
Michael Elliott Van Ness left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Lorraine R Tomlin left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Corey Alan Meyer left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Rebecca Lynn Hoover left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Sandra Bradley Carlson left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Daniele Marie Donahoe left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Dec 13, 2024
Firm absorbed
Mcshane Partners's advisors moved to Waverly Advisors, LLC (Charlotte, NC): 7 of 7 registered, within 6 days
Form ADVobserved 6 days ago
7 advisors
Occurred
Dec 13, 2024
Advisor changed firm
Daniel Mcclain Hudspeth left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Aug 12, 2024
Advisor changed firm
Ryan Michael Vaudrin left Mcshane Partners for Waverly Advisors, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2024
Advisor changed firm
Jonathan Michael Morgan left Mcshane Partners for Holderness Investments Co (registered 2024-02-23)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Appleton Cosby Mary Rinehart (Owner/Chairman) no longer on Schedule A of Mcshane Partners (listed 2018-08-07, absent 2019-03-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fe28c36-2561-05de-3cb1-01e78f61d9b8
First observed: Mar 7, 2012
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCSHANE PARTNERS

FIRST PERSONAL FINANCIAL SERVICES INC, CRD 107236

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fe28c36-2561-05de-3cb1-01e78f61d9b8

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARLSON, SANDRA, BRADLEY

President

yes

11/2015

May 26, 2014

Mar 18, 2024

DONAHOE, DANIELE, MARIE

CEO AND CHIEF INVESTMENT OFFICER

yes

11/2015

Feb 6, 2014

Mar 18, 2024

Hoover, Rebecca, Lynn

WEALTH ADVISOR

12/2021

Mar 17, 2022

Mar 18, 2024

Tomlin, Lorraine, R

WEALTH ADVISOR

12/2020

Mar 17, 2022

Mar 18, 2024

VAN NESS, MICHAEL, ELLIOTT

DIRECTOR OF RESEARCH & CHIEF COMPLIANCE OFFICER

06/2018

Jul 6, 2018

Mar 18, 2024

VAUDRIN, RYAN, MICHAEL

WEALTH ADVISOR

12/2021

Mar 17, 2022

Mar 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 18, 2024

$709M

n/a

2022

Mar 29, 2023

$650M

n/a

2021

Mar 17, 2022

$725M

n/a

2020

Mar 24, 2021

$595M

n/a

2019

Apr 14, 2020

$535M

n/a

2018

Mar 29, 2019

$474M

n/a

2017

Mar 30, 2018

$418M

n/a

2016

Mar 29, 2017

$396M

n/a

2015

Mar 29, 2016

$342M

n/a

2014

Jan 7, 2015

$329M

n/a

2013

Feb 6, 2014

$294M

n/a

2012

Jan 29, 2013

$297M

n/a

2011

Mar 7, 2012

$255M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$709M

$650M

9.1%

$595M

6.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Dec 13, 2024

May 3, 2024

CHARLOTTE, NC

Firm absorbed

RIA to RIA

100.0%