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Advisor at LPL ENTERPRISE, LLC
MISHAWAKA, IN | SOUTH BEND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | MISHAWAKA, IN|SOUTH BEND, IN | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 18, 2017 | Dec 2, 2025 | no | MISHAWAKA, IN|South Bend, IN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Aug 21, 2017 | no | MISHAWAKA, IN|SOUTH BEND, IN|SOUTH BEND, IN|GRANGER, IN | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 5, 2002 | Jul 1, 2003 | no | SOUT BEND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LPL ENTERPRISE, LLC | Dec 2, 2025 | Dec 1, 2025 | -1 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Aug 21, 2017 | Aug 18, 2017 | -3 | Firm change | Wirehouse to ibd |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:8733:IN:2025-12-02 | Dec 2, 2025 | Dec 1, 2025 | SOUTH BEND, IN | Firm change |
| 19616:705:IN:2017-08-21 | Aug 21, 2017 | Aug 18, 2017 | GRANGER, IN | Firm change |