RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• K• K•••••
- L•• E••••••••• L•• BD affiliated currentsince Dec 1, 2025 · Mishawaka, In
- R•••••• J•••• • A••••••••• I••• national BDAug 18, 2017 to Dec 2, 2025 · Mishawaka, In
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 21, 2017 · Mishawaka, In
- P••••••••• E••••• G••••• L•• unclassifiedFeb 5, 2002 to Jul 1, 2003 · Sout Bend, In
- R•••••• J•••• • A••••••••• I••• to L•• E••••••••• L••left Dec 2, 2025, registered Dec 1, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Aug 21, 2017, registered Aug 18, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- M••••• K• K••••• left R•••••• J•••• • A••••••••• I••• for L•• E••••••••• L•• (registered 2025-12-01)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address