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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

ZEGA INVESTMENTS, LLC

CRD 330428

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adebf800-6fe0-d104-e214-202cf8785c42

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Apr 9, 2024 to Mar 27, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.78 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $614MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $614M
Private client RAUM: $132MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 10
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 1,315
Individual clients: 139
High net worth clients: 58
SEC number: 801-130244
CRD: 330428
Filings on the tape: 9
First filed: Apr 9, 2024
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, FL
Website: luckinbillfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DEREK BRIAN MOORE	n/a	SCOTTSDALE, AZ \| PALM BEACH GARDENS, FL	2	32	6	no
Kenneth Blaine Luckinbill	n/a	WINTERSET, IA \| PALM BEACH GARDENS, FL	2	27	3	no
JOHN ALEXANDER PESTRICHELLI	n/a	WEST PALM BEACH, FL \| PALM BEACH GARDENS, FL	2	26	1	no
MICHAEL ALAN SNYDER	n/a	WILMETTE, IL \| PALM BEACH GARDENS, FL	1	15	3	no
Makai Florante Elep	n/a	SCOTTSDALE, AZ \| PALM BEACH GARDENS, FL	0	10	2	no
Shane MICHAEL Skinner	n/a	PALM BEACH GARDENS, FL \| CROWN POINT, IN	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCDEVITT, JOHN, THOMAS	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 16, 2024	Nov 22, 2024
MCGRATH, MICHAEL, SEAN	CHIEF OPERATING OFFICER	Na	yes	05/2024	May 16, 2024	Nov 22, 2024
PESTRICHELLI, JOHN, ALEXANDER	CHIEF EXECUTIVE OFFICER	E	yes	03/2011	Apr 9, 2024	Nov 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ZEGA FINANCIAL, LLC	n/a	Former SEC adviser	$4.5B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$614M	$614M	10	10	9	n/a	n/a
2024	Apr 7, 2025	$549M	$549M	10	10	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	16.7%	0	1	0	6	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$614M	$549M	11.9%	n/a	n/a	10	10	9	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ZEGA FINANCIAL, LLC	2	Dec 31, 2024	Aug 27, 2024	PALM BEACH GARDENS, FL	Team lift out	Other	100.0%

Relationships

Registered with (7)

← Shane MICHAEL SkinnerAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← Makai Florante ElepAdvisorregistration: current employment
Oct 31, 2025 to presentfactForm ADV
← MICHAEL ALAN SNYDERAdvisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV
← DEREK BRIAN MOOREAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Kenneth Blaine LuckinbillAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← JOHN ALEXANDER PESTRICHELLIAdvisorregistration: current employment
Aug 27, 2024 to presentfactForm ADV
← Michael Waldorf PuckAdvisorregistration: previous registration
Sep 18, 2024 to Jul 24, 2026factForm ADV

Affiliated with (2)

→ ZEGA FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ZEGA FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← PESTRICHELLI, JOHN, ALEXANDEROwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Apr 9, 2024 to Nov 22, 2024factForm ADV
← MCGRATH, MICHAEL, SEANOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 16, 2024 to Nov 22, 2024factForm ADV
← MCDEVITT, JOHN, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 16, 2024 to Nov 22, 2024factForm ADV

Moved with (1)

← ZEGA FINANCIAL, LLCRegistered adviser2 advisors, team lift out
Dec 31, 2024 to Aug 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 24, 2026
Advisor changed firm
Michael Waldorf Puck left Zega Investments, Llc for Virtue Capital Management, Llc (registered 2026-07-14)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Team lift-out
2 advisors left Zega Financial, LLC (Palm Beach Gardens, FL) for Zega Investments, LLC within 2 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Nov 22, 2024
Control person left
Mark Michael Brokaw (Managing Director Of Trading) no longer on Schedule A of Zega Investments, Llc (listed 2024-08-02, absent 2024-11-22)
Form ADVobserved 5 days ago
Occurred
May 16, 2024
Control person left
Jim Granger (Chief Compliance Officer) no longer on Schedule A of Zega Investments, Llc (listed 2024-04-09, absent 2024-05-16)
Form ADVobserved 5 days ago
Occurred
May 16, 2024
Control person joined
Sean Michael Mcgrath (Chief Operating Officer) appeared on Schedule A of Zega Investments, Llc
Form ADVobserved 5 days ago
Occurred
May 16, 2024
Control person joined
Thomas John Mcdevitt (Chief Compliance Officer) appeared on Schedule A of Zega Investments, Llc
Form ADVobserved 5 days ago
Occurred
Apr 9, 2024
First Form ADV filing
Zega Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Oct 14, 2025
Zega Investments, Llc reported 5 offices beyond its principal office, up from 0 (2025-05-12 to 2025-10-14)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adebf800-6fe0-d104-e214-202cf8785c42
First observed: Apr 9, 2024
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZEGA INVESTMENTS, LLC

CRD 330428

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adebf800-6fe0-d104-e214-202cf8785c42

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DEREK BRIAN MOORE

n/a

SCOTTSDALE, AZ | PALM BEACH GARDENS, FL

Kenneth Blaine Luckinbill

n/a

WINTERSET, IA | PALM BEACH GARDENS, FL

JOHN ALEXANDER PESTRICHELLI

n/a

WEST PALM BEACH, FL | PALM BEACH GARDENS, FL

MICHAEL ALAN SNYDER

n/a

WILMETTE, IL | PALM BEACH GARDENS, FL

Makai Florante Elep

n/a

SCOTTSDALE, AZ | PALM BEACH GARDENS, FL

Shane MICHAEL Skinner

n/a

PALM BEACH GARDENS, FL | CROWN POINT, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCDEVITT, JOHN, THOMAS

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 16, 2024

Nov 22, 2024

MCGRATH, MICHAEL, SEAN

CHIEF OPERATING OFFICER

yes

05/2024

May 16, 2024

Nov 22, 2024

PESTRICHELLI, JOHN, ALEXANDER

CHIEF EXECUTIVE OFFICER

yes

03/2011

Apr 9, 2024

Nov 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ZEGA FINANCIAL, LLC

n/a

Former SEC adviser

$4.5B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$614M

n/a

2024

Apr 7, 2025

$549M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$614M

$549M

11.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ZEGA FINANCIAL, LLC

Dec 31, 2024

Aug 27, 2024

PALM BEACH GARDENS, FL

Team lift out

Other

100.0%