DFX Intelligence

Data Factory

RIA / WealthAdvisor15 years in industry

Michael Waldorf Puck

Advisor at VIRTUE CAPITAL MANAGEMENT, LLC

Peoria, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6c8aaa6-7607-256c-3e09-43b016973524

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 4, 2010
First registration: Oct 6, 2010
Dual registered: no
IAPD individual key: 5810550

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	Jul 14, 2026	n/a	yes	Peoria, AZ	Current employment
ZEGA INVESTMENTS, LLC	Mixed wealth	Sep 18, 2024	Jul 24, 2026	no	Miami, FL\|PALM BEACH GARDENS, FL	Previous registration
ZEGA FINANCIAL, LLC	Former SEC adviser	Jul 12, 2021	Dec 4, 2024	no	PALM BEACH GARDENS, FL\|Miami, FL	Previous registration
THE BURNEY COMPANY	Independent wealth	Dec 16, 2016	Jul 1, 2021	no	Boca Raton, FL\|Miami Beach, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 28, 2016	Sep 23, 2016	no	FORT LAUDERDALE, FL\|SARASOTA, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 7, 2015	Mar 29, 2016	no	BOCA RATON, FL\|Boca Raton, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 7, 2013	Dec 16, 2014	no	FT LAUDERDALE, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 20, 2012	Dec 16, 2014	no	Fort Lauderdale, FL	Previous registration
MORGAN STANLEY	Wirehouse	Oct 6, 2010	Dec 19, 2012	no	FT. LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZEGA INVESTMENTS, LLC	VIRTUE CAPITAL MANAGEMENT, LLC	Jul 24, 2026	Jul 14, 2026	-10	Firm change	RIA to RIA
ZEGA FINANCIAL, LLC	ZEGA INVESTMENTS, LLC	Dec 4, 2024	Sep 18, 2024	-77	Firm change after gap	Other
THE BURNEY COMPANY	ZEGA FINANCIAL, LLC	Jul 1, 2021	Jul 12, 2021	11	Firm change	RIA to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	THE BURNEY COMPANY	Sep 23, 2016	Dec 16, 2016	84	Firm change	Other
J.P. MORGAN SECURITIES LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Mar 29, 2016	Jul 28, 2016	121	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Dec 16, 2014	Jan 7, 2015	22	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 16, 2014	Jan 7, 2013	-708	Channel change	Other
MORGAN STANLEY	TD AMERITRADE, INC.	Dec 19, 2012	Dec 20, 2012	1	Firm change	Wirehouse to new firm

Relationships

Registered with (9)

→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ ZEGA INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 18, 2024 to Jul 24, 2026factForm ADV
→ ZEGA FINANCIAL, LLCRegistered adviserregistration: previous registration
Jul 12, 2021 to Dec 4, 2024factForm ADV
→ THE BURNEY COMPANYRegistered adviserregistration: previous registration
Dec 16, 2016 to Jul 1, 2021factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 28, 2016 to Sep 23, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 7, 2015 to Mar 29, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2013 to Dec 16, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 20, 2012 to Dec 16, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 6, 2010 to Dec 19, 2012factForm ADV

Dated events

Occurred
Jul 24, 2026
Advisor changed firm
Michael Waldorf Puck left Zega Investments, Llc for Virtue Capital Management, Llc (registered 2026-07-14)
Form ADVobserved 4 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Michael Waldorf Puck left Zega Financial, Llc for Zega Investments, Llc (registered 2024-09-18)
Form ADVobserved 4 days ago