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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | GREENCASTLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Sep 17, 2019 | n/a | yes | GREENCASTLE, IN|TAMPA, FL | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 25, 2018 | Sep 17, 2019 | no | Greencastle, IN | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 27, 2017 | Nov 30, 2017 | no | GREENCASTLE, IN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 9, 2013 | Nov 1, 2017 | no | INDIANAPOLIS, IN|DANVILLE, IN|GREENCASTLE, IN|GREENCASTLE, IN|ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | J. W. COLE ADVISORS, INC. | Sep 17, 2019 | Sep 17, 2019 | 0 | Firm change | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Nov 30, 2017 | Jan 25, 2018 | 56 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Nov 1, 2017 | Oct 27, 2017 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110518:FL:2017-10-25 | Nov 1, 2017 | Oct 27, 2017 | ST PETERSBURG, FL | Firm change |