RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• G•••• S••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Sep 17, 2019 · Greencastle, In
- A•••••••• I••••••••• M••••••••• L•• formerJan 25, 2018 to Sep 17, 2019 · Greencastle, In
- S••••••••• A•••••• A•••••••• I••• formerOct 27, 2017 to Nov 30, 2017 · Greencastle, In
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 9, 2013 to Nov 1, 2017 · Indianapolis, In
- A•••••••• I••••••••• M••••••••• L•• to J• W• C••• A•••••••• I•••left Sep 17, 2019, registered Sep 17, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- S••••••••• A•••••• A•••••••• I••• to A•••••••• I••••••••• M••••••••• L••left Nov 30, 2017, registered Jan 25, 2018 (56 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Nov 1, 2017, registered Oct 27, 2017 (-5 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address