DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• L•• F•••••••• G••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• L•• F•••••••• G••••• L•• | Independent wealth | Dec 12, 2019 | n/a | yes | BATON ROUGE, LA|BATON ROUGE, LA | Current employment |
| M•••••• A••••• S••••••••• L•• | Bd affiliated wealth | Jun 12, 2017 | Dec 22, 2020 | no | Baton Rouge, LA|SAN DIEGO, CA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• A••••• S••••••••• L•• | B•••• L•• F•••••••• G••••• L•• | Dec 22, 2020 | Dec 12, 2019 | -376 | Firm change after gap | Ibd to RIA |
| I••••••••• A••••••• C••• | M•••••• A••••• S••••••••• L•• | Jun 9, 2017 | Jun 12, 2017 |
| I••••••••• A••••••• C••• | Former SEC adviser | Oct 29, 2008 | Jun 9, 2017 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | May 21, 2007 | Oct 30, 2008 | no | LOS ANGELES, CA|BATON ROUGE, LA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 19, 2007 | May 24, 2007 | no | BATON ROUGE, LA|DES MOINES, IA | Previous registration |
| 3 |
| Firm change |
| Other |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | I••••••••• A••••••• C••• | Oct 30, 2008 | Oct 29, 2008 | -1 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | May 24, 2007 | May 21, 2007 | -3 | Firm change | Other |