DFX Intelligence

B•••• L•• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•••• L•• F•••••••• G••••• L••

CRD 306346

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c96aa42-fd94-9734-5367-5b92566bf8a0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Oct 18, 2022 to Mar 31, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $239M••• Locked
Discretionary RAUM: $239M
Private client RAUM: $239Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $79.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• W••••• L••	n/a	BATON ROUGE, LA	6	28	4	no
G••• S•••••• H•••••••••	Certified Financial Planner	BATON ROUGE, LA	2	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• B••••• W•••••	MANAGING MEMBER	E	yes	10/2008	Oct 18, 2022	Oct 22, 2024
H•••••• C••••••••• M••••	CHIEF COMPLIANCE OFFICER	Na	no	03/2024	Mar 27, 2024	Oct 22, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Mandeville	La	United States	1	no
Metairie	La	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	2	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$239M	$184M	29.9%	$126M	24.0%	8	8	2	3

Relationships

Registered with (6)

← N••• R••••• M••••••••Advisorregistration: current employment
Aug 14, 2024 to presentfactForm ADV
← G••• S•••••• H•••••••••Advisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV
← B•••• W••••• L••Advisorregistration: current employment
Dec 12, 2019 to presentfactForm ADV
← D•••••• C••••• A••••••

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
May 8, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 26, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c96aa42-fd94-9734-5367-5b92566bf8a0
First observed: Oct 18, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.