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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Diana Kay Perez

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Lanesville, IN | SAINT PETERSBURG, FL

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Search this name across graphsid dfx:ria:ae0f17ea-9353-3795-b846-02ffcf248085

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 10, 2007
First registration: Dec 1, 2017
Dual registered: yes, broker-dealer
Other names: DIANA KAY LINZAY|DIANA KAY PEREZ|Diana K Perez
IAPD individual key: 4510699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 14, 2023	n/a	yes	Lanesville, IN\|SAINT PETERSBURG, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 14, 2023	Mar 15, 2024	no	ST. PETERSBURG, FL\|LANESVILLE, IN	Previous registration
MORGAN STANLEY	Wirehouse	Jul 4, 2022	Jan 9, 2023	no	Louisville, KY	Previous registration
PRIVATE CLIENT SERVICES, LLC	Bd affiliated wealth	Nov 6, 2019	Jun 21, 2022	no	LOUISVILLE, KY	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	Nov 6, 2019	no	LOUISVILLE, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Dec 1, 2017	Oct 18, 2019	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 15, 2024	Feb 14, 2023	-395	Firm change after gap	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Jan 9, 2023	Feb 14, 2023	36	Firm change	Wirehouse to ibd
PRIVATE CLIENT SERVICES, LLC	MORGAN STANLEY	Jun 21, 2022	Jul 4, 2022	13	Firm change	Ibd to wirehouse
ROBERT W. BAIRD & CO. INCORPORATED	PRIVATE CLIENT SERVICES, LLC	Nov 6, 2019	Nov 6, 2019	0	Firm change	RIA to RIA
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8158:120222:KY:2019-11-06	Nov 6, 2019	Nov 6, 2019	LOUISVILLE, KY	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 14, 2023 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 14, 2023 to Mar 15, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 4, 2022 to Jan 9, 2023factForm ADV
→ PRIVATE CLIENT SERVICES, LLCRegistered adviserregistration: previous registration
Nov 6, 2019 to Jun 21, 2022factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2019 to Nov 6, 2019factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Dec 1, 2017 to Oct 18, 2019factForm ADV

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
Diana Kay Perez left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-02-14)
Form ADVobserved 6 days ago
Occurred
Jan 9, 2023
Advisor changed firm
Diana Kay Perez left Morgan Stanley for Raymond James & Associates, Inc. (registered 2023-02-14)
Form ADVobserved 6 days ago
Occurred
Jun 21, 2022
Advisor changed firm
Diana Kay Perez left Private Client Services, Llc for Morgan Stanley (registered 2022-07-04)
Form ADVobserved 6 days ago