DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• K•• P••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLanesville, In dual registrantIAPD 4510699

Feed of 09/15/2026

Also filed as Diana Kay Linzay

At current firm

3 y

since Feb 14, 2023

In the industry

21 y

since Apr 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Feb 14, 2023 · Lanesville, In
R•••••• J•••• • A••••••••• I••• national BD
Feb 14, 2023 to Mar 15, 2024 · St. Petersburg, Fl
M••••• S•••••• wirehouse
Jul 4, 2022 to Jan 9, 2023 · Louisville, Ky
P•••••• C••••• S•••••••• L•• BD affiliated
Nov 6, 2019 to Jun 21, 2022 · Louisville, Ky
R••••• W• B•••• • C•• I••••••••• mixed wealth
Oct 18, 2019 to Nov 6, 2019 · Louisville, Ky
J••••• H•••••••• W••• L••••• L•• former
Dec 1, 2017 to Oct 18, 2019 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 15, 2024, registered Feb 14, 2023 (-395 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Jan 9, 2023, registered Feb 14, 2023 (36 days) · Wirehouse to affiliated broker-dealer or bank
P•••••• C••••• S•••••••• L•• to M••••• S••••••
left Jun 21, 2022, registered Jul 4, 2022 (13 days) · Affiliated broker-dealer or bank to wirehouse
R••••• W• B•••• • C•• I••••••••• to P•••••• C••••• S•••••••• L••
left Nov 6, 2019, registered Nov 6, 2019 (0 days) · RIA to RIA · moved with a team
J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move

Signals

D•••• K•• P•••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-14)
Mar 15, 2024 · Advisor changed firm · fact
D•••• K•• P•••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-02-14)
Jan 9, 2023 · Advisor changed firm · fact
D•••• K•• P•••• left P•••••• C••••• S•••••••• L•• for M••••• S•••••• (registered 2022-07-04)
Jun 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address