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Advisor at MONARCH PLAN ADVISORS
Philadelphia, PA | SIMI VALLEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONARCH PLAN ADVISORS | Institutional manager | Sep 5, 2026 | n/a | yes | Philadelphia, PA|SIMI VALLEY, CA | Current employment |
| MMA SECURITIES LLC | No RAUM reported | Apr 3, 2023 | Oct 23, 2024 | no | Boston, MA|Charlotte, NC|Charlotte, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 22, 2022 | Apr 3, 2023 | no | GREENSBORO, NC | Previous registration |
| BOLTON INVESTMENT | Institutional manager | Feb 25, 2022 | May 19, 2022 | no | TOWSON, MD | Previous registration |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Jan 24, 2020 | Feb 1, 2022 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MMA SECURITIES LLC | MONARCH PLAN ADVISORS | Oct 23, 2024 | Sep 5, 2026 | 682 | Firm change after gap | Other |
| LPL FINANCIAL LLC | MMA SECURITIES LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Firm change | Other |
| BOLTON INVESTMENT | LPL FINANCIAL LLC | May 19, 2022 | Jun 22, 2022 | 34 | Firm change | Other |
| NATIONWIDE INVESTMENT ADVISORS, LLC | BOLTON INVESTMENT | Feb 1, 2022 | Feb 25, 2022 | 24 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:44254:NC:2023-04-03 | Apr 3, 2023 | Apr 3, 2023 | GREENSBORO, NC | Firm change |