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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

TIMOTHY ANTHONY GONZALES

Advisor at CETERA INVESTMENT ADVISERS LLC

SALISBURY, MD

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Search this name across graphsid dfx:ria:ae3103d5-777a-d0d0-c9b1-e7f7429ca77b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 16, 2005
First registration: Sep 19, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4994930

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	SALISBURY, MD	Current employment
PKS INVESTMENT ADVISORS LLC	Independent wealth	Nov 27, 2012	Jan 10, 2022	no	SALISBURY, MD	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Dec 22, 2009	Nov 19, 2012	no	SALISBURY, MD\|SALISBURY, MD\|SALISBURY, MD\|SEAFORD, DE\|OCEAN CITY, MD\|LAUREL, DE\|REHOBETH BEACH, DE\|DELMAR, MD\|SALISBURY, MD\|DAGSBORO, DE\|SALISBURY, MD\|SALISBURY, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 22, 2009	no	SALISBURY, MD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Sep 19, 2005	Jan 1, 2008	no	SALISBURY, MD\|ST. LOUIS, MO\|SALISBURY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PKS INVESTMENT ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Jan 10, 2022	Mar 21, 2024	801	Firm change after gap	RIA to ibd
OSAIC INSTITUTIONS, INC.	PKS INVESTMENT ADVISORS LLC	Nov 19, 2012	Nov 27, 2012	8	Firm change	Other
WELLS FARGO ADVISORS	OSAIC INSTITUTIONS, INC.	Dec 22, 2009	Dec 22, 2009	0	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ PKS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Nov 27, 2012 to Jan 10, 2022factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Dec 22, 2009 to Nov 19, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 22, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Sep 19, 2005 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
Timothy Anthony Gonzales left Pks Investment Advisors Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago