DFX Intelligence

R••• P•••••• V•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

R••• P•••••• V•••

Advisor at O•••• I••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:ae400e9d-54a1-f7f2-218e-ff3aceba19f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Oct 16, 2025	n/a	yes	Cincinnati, OH\|Madeira, OH\|Cincinnati, OH\|Cincinnati, OH\|Cincinnati, OH\|Milford, OH	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Aug 21, 2022	Oct 27, 2025	no	CINCINNATI, OH\|BROOKLYN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	O•••• I••••••••• I•••	Oct 27, 2025	Oct 16, 2025	-11	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	K•• I••••••••• S••••••• L••	Aug 10, 2022	Aug 21, 2022

Relationships

Registered with (7)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 21, 2022 to Oct 27, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 11, 2021 to Aug 10, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
R••• P•••••• V••• left K•• I••••••••• S••••••• L•• for O•••• I••••••••• I••• (registered 2025-10-16)
Form ADVobserved 7 days ago
Occurred
Aug 10, 2022
Advisor changed firm
R••• P•••••• V••• left F••••••• P••••••• A•• W•••••••• A••••••• for K•• I••••••••• S••••••• L•• (registered 2022-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae400e9d-54a1-f7f2-218e-ff3aceba19f8
First observed: Feb 12, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.