RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• P•••••• V•••
- O•••• I••••••••• I••• BD affiliated currentsince Oct 16, 2025 · Cincinnati, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedAug 21, 2022 to Oct 27, 2025 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 11, 2021 to Aug 10, 2022 · Covington, Ky
- U••• B•••••• I••••••••• I••• formerSep 17, 2019 to Jun 18, 2021 · Cincinnati, Oh
- B••• S••••••••• L•• formerJan 2, 2018 to Jul 15, 2019 · Bowling Green, Ky
- B••• I••••••••• S•••••••• I••• formerMay 3, 2017 to Jan 2, 2018 · Independence, Ky
- P•• W••••• M••••••••• BD affiliatedFeb 12, 2015 to May 5, 2017 · Cincinnati, Oh
- K•• I••••••••• S••••••• L•• to O•••• I••••••••• I•••left Oct 27, 2025, registered Oct 16, 2025 (-11 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to K•• I••••••••• S••••••• L••left Aug 10, 2022, registered Aug 21, 2022 (11 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 18, 2021, registered Nov 11, 2021 (146 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Jul 15, 2019, registered Sep 17, 2019 (64 days) · Affiliated broker-dealer or bank to another
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B••• I••••••••• S•••••••• I•••left May 5, 2017, registered May 3, 2017 (-2 days) · Other
- R••• P•••••• V••• left K•• I••••••••• S••••••• L•• for O•••• I••••••••• I••• (registered 2025-10-16)Oct 27, 2025 · Advisor changed firm · fact
- R••• P•••••• V••• left F••••••• P••••••• A•• W•••••••• A••••••• for K•• I••••••••• S••••••• L•• (registered 2022-08-21)Aug 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address