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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Beaverton, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 27, 2016 | n/a | yes | Beaverton, OR|Beaverton, OR | Current employment |
| PHILLIPS AND COMPANY ADVISORS LLC | Independent wealth | Nov 6, 2013 | Feb 16, 2016 | no | PORTLAND, OR | Previous registration |
| PHILLIPS & COMPANY | Former SEC adviser | Aug 21, 2006 | Dec 31, 2013 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PHILLIPS AND COMPANY ADVISORS LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 16, 2016 | Jan 27, 2016 | -20 | Firm change | Other |
| PHILLIPS & COMPANY | PHILLIPS AND COMPANY ADVISORS LLC | Dec 31, 2013 | Nov 6, 2013 | -55 | Firm change after gap | Other |