DFX Intelligence

M••• M••••••• H•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M••• M••••••• H•••••• H•••

Advisor at C•••••••

CORPUS CHRISTI, TX | RALEIGH, NC

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Search this name across graphsid dfx:ria:ae599a30-9a89-66b9-cfcb-dbdfc4ab851a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 7, 2019	n/a	yes	CORPUS CHRISTI, TX\|RALEIGH, NC	Current employment
S•••• T•••• M•••• M••••••••• L•••	Former SEC adviser	Dec 10, 2008	Dec 2, 2019	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• T•••• M•••• M••••••••• L•••	C•••••••	Dec 2, 2019	Oct 7, 2019	-56	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
112188:175112:TX:2019-12-02	Dec 2, 2019	Oct 7, 2019	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Oct 7, 2019 to presentfactForm ADV
→ S•••• T•••• M•••• M••••••••• L•••Registered adviserregistration: previous registration
Dec 10, 2008 to Dec 2, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae599a30-9a89-66b9-cfcb-dbdfc4ab851a
First observed: Dec 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.