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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

SOUTH TEXAS MONEY MANAGEMENT, LTD.

CRD 112188

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:a680523f-316a-7c72-37d8-352d4cf1ea9b

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Sep 30, 2019
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.4BItem 5.F on the latest filing (2019-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $2.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 62
Advisory employees: 30
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 3,258
Individual clients: 708
High net worth clients: 651
SEC number: 801-58167
CRD: 112188
Filings on the tape: 23
First filed: Mar 28, 2012
Latest filed: Sep 30, 2019
Organised: Limited Partnership, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Barnett, Marcy, Jean	CHIEF FINANCIAL OFFICER/ LIMITED PARTNER	Na	yes	08/2017	Mar 30, 2018	Sep 30, 2019
BARUCH MANAGEMENT, LLC	GENERAL PARTNER	Na	yes	10/2000	Mar 28, 2012	Sep 30, 2019
EARL C. RABKE III, GST TRUST, EARL C. RABKE III, TRUSTEE	LIMITED PARTNER	B	yes	04/2003	Sep 30, 2019	Sep 30, 2019
FOX, LISA, DAWN	MANAGING DIRECTOR/LIMITED PARTNER	Na	yes	05/2014	Mar 30, 2017	Sep 30, 2019
GRUBB, TERI, MICHAELLE	CO-CHIEF EXECUTIVE OFFICER/LIMITED PARTNER	Na	yes	09/2011	Mar 28, 2012	Sep 30, 2019
LAHOURCADE, JOHN, LANCE	MANAGING DIRECTOR/LIMITED PARTNER	B	yes	04/2011	Mar 28, 2012	Sep 30, 2019
MARKELL-BALLEZA, CHRISTINA, S	GEN COUNSEL/LIMITED PARTNER/CHIEF COMPLIANCE OFFICER/CO-CHIEF EXECUTIVE OFFICER	Na	yes	09/2011	Mar 28, 2012	Sep 30, 2019
McLaughlin, Lauren, P.	Trustee	F	yes	07/2019	Jul 30, 2019	Sep 30, 2019
RABKE III., EARL, C.	Trustee	F	yes	07/2019	Mar 29, 2019	Sep 30, 2019
RABKE III., EARL, C.	Manager	F	yes	03/2019	Mar 29, 2019	Sep 30, 2019
THE JEANIE RABKE WYATT MANAGEMENT TRUST	LIMITED PARTNER	D	yes	07/2019	Jul 30, 2019	Sep 30, 2019
WYATT, JOHN W	LIMITED PARTNER	A	no	01/2012	Mar 28, 2012	Sep 30, 2019
WYATT, W RICHEY	LIMITED PARTNER	A	no	01/2012	Mar 28, 2012	Sep 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	5	no
CORPUS CHRISTI	TX	United States	2	no
Brenham	TX	United States	1	no
Dallas	TX	United States	1	no
Houston	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$3.4B	$3.3B	62	30	5	n/a	n/a
2017	Mar 30, 2018	$3.3B	$3.3B	61	30	5	n/a	n/a
2016	Mar 30, 2017	$3.0B	$2.9B	61	30	n/a	n/a	n/a
2015	Feb 16, 2016	$2.8B	$2.7B	60	30	n/a	n/a	n/a
2014	Feb 25, 2015	$2.6B	$2.4B	60	26	n/a	n/a	n/a
2013	Jan 31, 2014	$2.2B	$2.1B	55	27	n/a	n/a	n/a
2012	Mar 4, 2013	$1.8B	$1.7B	58	25	n/a	n/a	n/a
2011	Mar 28, 2012	$1.8B	$1.8B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$3.4B	$3.3B	2.1%	$2.8B	7.1%	62	61	5	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	14	Dec 2, 2019	Oct 18, 2019	SAN ANTONIO, TX	Firm absorbed	Other	100.0%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← FOX, LISA, DAWNOwnerMANAGING DIRECTOR/LIMITED PARTNER, ownership code NA, individual
Mar 30, 2017 to presentfactForm ADV
← GRUBB, TERI, MICHAELLEOwnerCO-CHIEF EXECUTIVE OFFICER/LIMITED PARTNER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← MARKELL-BALLEZA, CHRISTINA, SOwnerGEN COUNSEL/LIMITED PARTNER/CHIEF COMPLIANCE OFFICER/CO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← Barnett, Marcy, JeanOwnerCHIEF FINANCIAL OFFICER/ LIMITED PARTNER, ownership code NA, individual
Mar 30, 2018 to presentfactForm ADV
← RABKE III., EARL, C.OwnerMANAGER, ownership code F, individual
Mar 29, 2019 to presentfactForm ADV
← McLaughlin, Lauren, P.OwnerTRUSTEE, ownership code F, individual
Jul 30, 2019 to presentfactForm ADV
← LAHOURCADE, JOHN, LANCEOwnerMANAGING DIRECTOR/LIMITED PARTNER, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV
← BARUCH MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 28, 2012 to presentfactForm ADV
← EARL C. RABKE III, GST TRUST, EARL C. RABKE III, TRUSTEEOwnerLIMITED PARTNER, ownership code B, domestic entity
Sep 30, 2019 to presentfactForm ADV
← THE JEANIE RABKE WYATT MANAGEMENT TRUSTOwnerLIMITED PARTNER, ownership code D, domestic entity
Jul 30, 2019 to presentfactForm ADV

Owns (2)

← WYATT, JOHN WOwnerLIMITED PARTNER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV
← WYATT, W RICHEYOwnerLIMITED PARTNER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (31)

← David StixAdvisorregistration: previous registration
Sep 4, 2014 to Dec 2, 2019factForm ADV
← Benjamin Bentley NapierAdvisorregistration: previous registration
Feb 1, 2011 to Dec 2, 2019factForm ADV
← Michelle Renae ScarverAdvisorregistration: previous registration
Jan 7, 2019 to Dec 2, 2019factForm ADV
← LeeAnn Thiessen IaconaAdvisorregistration: previous registration
Apr 5, 2016 to Dec 2, 2019factForm ADV
← Sherry Larae EgenolfAdvisorregistration: previous registration
Jun 27, 2013 to Dec 2, 2019factForm ADV
← Julia Yuryevna GavrilovAdvisorregistration: previous registration
Mar 18, 2015 to Dec 2, 2019factForm ADV
← Christian LedouxAdvisorregistration: previous registration
Jun 27, 2013 to Dec 2, 2019factForm ADV
← CHRISTINA KAHN LECHOLOPAdvisorregistration: previous registration
Apr 28, 2009 to Dec 2, 2019factForm ADV
← VICKI ELAINE LOVEAdvisorregistration: previous registration
Mar 17, 2008 to Dec 2, 2019factForm ADV
← MARY MARGARET HARTMAN HIMEAdvisorregistration: previous registration
Dec 10, 2008 to Dec 2, 2019factForm ADV
← David Wright MizeAdvisorregistration: previous registration
Jan 18, 2018 to Dec 2, 2019factForm ADV
← Mark Anthony SalazarAdvisorregistration: previous registration
Jan 20, 2016 to Dec 2, 2019factForm ADV
← Lisa Kaye Ivie MillerAdvisorregistration: previous registration
Sep 26, 2012 to Dec 2, 2019factForm ADV
← HEATHER FORD CAUSSADEAdvisorregistration: previous registration
Jul 18, 2018 to Dec 2, 2019factForm ADV
← MICHAEL A NANCEAdvisorregistration: previous registration
Oct 19, 2017 to Mar 20, 2018factForm ADV
← Michael Damien JohnstonAdvisorregistration: previous registration
Apr 5, 2016 to Jul 21, 2016factForm ADV
← LEAH REBECCA BENNETTAdvisorregistration: previous registration
Aug 15, 2013 to Apr 30, 2016factForm ADV
← JEFFREY CHARLES KIKELAdvisorregistration: previous registration
Jan 14, 2015 to Feb 29, 2016factForm ADV
← Kenzie L ConwayAdvisorregistration: previous registration
Sep 26, 2013 to Jul 14, 2014factForm ADV
← WALTER C HAYNEAdvisorregistration: previous registration
Nov 20, 2006 to Jan 24, 2013factForm ADV
← FREDERICK BRAMLETTE LABATTAdvisorregistration: previous registration
Jul 17, 2007 to Dec 3, 2012factForm ADV
← CHRISTOPHER WILLIAM CUMMINSAdvisorregistration: previous registration
Nov 4, 2011 to May 18, 2012factForm ADV
← TOBIN RICE CALVERTAdvisorregistration: previous registration
Feb 26, 2004 to Mar 7, 2011factForm ADV
← MARK MUSGRAVE JOHNSONAdvisorregistration: previous registration
Sep 19, 2003 to Mar 7, 2011factForm ADV
← RICHARD M KLEBERGAdvisorregistration: previous registration
Oct 15, 2004 to Mar 7, 2011factForm ADV
← JEFFERY ALBERT READYAdvisorregistration: previous registration
Jul 16, 2009 to Sep 13, 2010factForm ADV
← PAMELA MATLOCK KRUEGERAdvisorregistration: previous registration
Jul 11, 2006 to Apr 19, 2010factForm ADV
← THOMAS P CAGLEAdvisorregistration: previous registration
Oct 11, 2007 to Nov 5, 2009factForm ADV
← EDWIN CHARLES KREUSELAdvisorregistration: previous registration
Aug 25, 2006 to Apr 30, 2007factForm ADV
← JUAN ANTONIO LANDAAdvisorregistration: previous registration
Dec 3, 2004 to Mar 4, 2005factForm ADV
and 1 more

Moved with (1)

→ CAPTRUSTRegistered adviser14 advisors, firm absorbed, same day
Dec 2, 2019 to Oct 18, 2019factForm ADV

Dated events

Occurred
Sep 30, 2019
Control person left
Robert James Kee (President/Chief Economist) no longer on Schedule A of South Texas Money Management, Ltd. (listed 2019-07-30, absent 2019-09-30)
Form ADVobserved 5 days ago
Occurred
Jul 30, 2019
Control person joined
P. Lauren Mclaughlin (Trustee) appeared on Schedule A of South Texas Money Management, Ltd.
Form ADVobserved 5 days ago
Occurred
Jul 30, 2019
Control person left
Jeanie Wyatt (Member) no longer on Schedule A of South Texas Money Management, Ltd. (listed 2019-03-29, absent 2019-07-30)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
C. Earl Rabke Iii. (Manager) appeared on Schedule A of South Texas Money Management, Ltd.
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a680523f-316a-7c72-37d8-352d4cf1ea9b
First observed: Mar 28, 2012
Last observed: Sep 30, 2019 84 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUTH TEXAS MONEY MANAGEMENT, LTD.

CRD 112188

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a680523f-316a-7c72-37d8-352d4cf1ea9b

Data as of Sep 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Barnett, Marcy, Jean

CHIEF FINANCIAL OFFICER/ LIMITED PARTNER

yes

08/2017

Mar 30, 2018

Sep 30, 2019

BARUCH MANAGEMENT, LLC

GENERAL PARTNER

yes

10/2000

Mar 28, 2012

Sep 30, 2019

EARL C. RABKE III, GST TRUST, EARL C. RABKE III, TRUSTEE

LIMITED PARTNER

yes

04/2003

Sep 30, 2019

FOX, LISA, DAWN

MANAGING DIRECTOR/LIMITED PARTNER

yes

05/2014

Mar 30, 2017

Sep 30, 2019

GRUBB, TERI, MICHAELLE

CO-CHIEF EXECUTIVE OFFICER/LIMITED PARTNER

yes

09/2011

Mar 28, 2012

Sep 30, 2019

LAHOURCADE, JOHN, LANCE

MANAGING DIRECTOR/LIMITED PARTNER

yes

04/2011

Mar 28, 2012

Sep 30, 2019

MARKELL-BALLEZA, CHRISTINA, S

GEN COUNSEL/LIMITED PARTNER/CHIEF COMPLIANCE OFFICER/CO-CHIEF EXECUTIVE OFFICER

yes

09/2011

Mar 28, 2012

Sep 30, 2019

McLaughlin, Lauren, P.

Trustee

yes

07/2019

Jul 30, 2019

Sep 30, 2019

RABKE III., EARL, C.

Trustee

yes

07/2019

Mar 29, 2019

Sep 30, 2019

RABKE III., EARL, C.

Manager

yes

03/2019

Mar 29, 2019

Sep 30, 2019

THE JEANIE RABKE WYATT MANAGEMENT TRUST

LIMITED PARTNER

yes

07/2019

Jul 30, 2019

Sep 30, 2019

WYATT, JOHN W

LIMITED PARTNER

01/2012

Mar 28, 2012

Sep 30, 2019

WYATT, W RICHEY

LIMITED PARTNER

01/2012

Mar 28, 2012

Sep 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

CORPUS CHRISTI

United States

Brenham

United States

Dallas

United States

Houston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$3.4B

$3.3B

n/a

2017

Mar 30, 2018

$3.3B

n/a

2016

Mar 30, 2017

$3.0B

$2.9B

n/a

2015

Feb 16, 2016

$2.8B

$2.7B

n/a

2014

Feb 25, 2015

$2.6B

$2.4B

n/a

2013

Jan 31, 2014

$2.2B

$2.1B

n/a

2012

Mar 4, 2013

$1.8B

$1.7B

n/a

2011

Mar 28, 2012

$1.8B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$3.4B

$3.3B

2.1%

$2.8B

7.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Dec 2, 2019

Oct 18, 2019

SAN ANTONIO, TX

Firm absorbed

Other

100.0%